SEC Form 4 · accession 0000707179-18-000187
OLD NATIONAL BANCORP /IN/ · ONB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Sandgren
Officer — PRESIDENT & COO
Period of report
Nov 30, 2018
Accepted (ET)
Dec 3, 2018 · 11:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | holding | — | — | — | 3,935 | D | ||
| COMMON STOCKF1 | holding | — | — | — | 5,582 | I | ONB KSOP | |
| COMMON STOCKF4 | holding | — | — | — | 2,286 | D | ||
| COMMON STOCKF3 | holding | — | — | — | 101,290 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF5,F6 | $18.73 | Nov 30, 2018 | P | 30 | A | — | — | COMMON STOCK | 30 | 842 | D |
Explanation of responses
- F1KSOP balance updated based upon current data.
- F2Old National Bancorp Employee Stock Purchase Plan.
- F3Includes 48,750 restricted stock units, 11,251 restricted stock shares and 41,289 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F4Shares held with a broker in an IRA
- F5Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.
- F6Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.