SEC Form 4 · accession 0001127602-18-034836
Emerald Holding, Inc. · EEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Charles
Officer — Chief Information Officer
Period of report
Nov 28, 2018
Accepted (ET)
Nov 30, 2018 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 28, 2018 | M | 14,143 | $8.00 | A | 33,269 | D | |
| Common StockF1,F2 | Nov 28, 2018 | S | 14,143 | $12.00 | D | 19,126 | D | |
| Common StockF1,F2 | Nov 28, 2018 | S | 789 | $12.00 | D | 18,337 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $8.00 | Nov 28, 2018 | M | 14,143 | D | — | Sep 4, 2023 | Common Stock | 14,143 | 20,265 | D |
Explanation of responses
- F1Transaction pursuant to a previously adopted Rule 10b5-1 trading plan.
- F2Includes 9,587 unvested restricted stock units.
- F3This option is vested with respect to 20,265 underlying shares.