SEC Form 4 · accession 0001389050-18-000072
Archrock, Inc. · AROC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Bradley Childers
Officer — President and CEO · Director
Period of report
Nov 29, 2018
Accepted (ET)
Nov 30, 2018 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001389050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 29, 2018 | M | 110,000 | $6.25 | A | 994,729 | D | |
| Common Stock | Nov 29, 2018 | F | 84,084 | $10.20 | D | 910,645 | D | |
| Common Stock | holding | — | — | — | 1,176 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $6.25 | Nov 29, 2018 | M | 110,000 | D | Dec 12, 2014 | Dec 12, 2018 | Common Stock | 110,000 | 109,258 | D |
Explanation of responses
- F1Incudes 1,813 shares acquired on March 31, 2018 and 822 shares acquired on June 30, 2018 under the Archrock, Inc. Employee Stock Purchase Plan.