SEC Form 4 · accession 0000904454-18-000775
Party City Holdco Inc. · PRTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald C Rittenberg
Director
Period of report
Nov 28, 2018
Accepted (ET)
Nov 30, 2018 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value of $0.01 per share ("Common Stock") | Nov 28, 2018 | M | 213,200 | $5.33 | A | 221,369 | D | |
| Common StockF1 | Nov 28, 2018 | S | 213,200 | $11.78 | D | 8,169 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $5.33 | Nov 28, 2018 | M | 213,200 | D | — | Jul 27, 2022 | Common Stock | 213,200 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $11.70 to $11.85, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2The option was granted on July 27, 2012 and this amount was vested in full as of the transaction date.