SEC Form 4 · accession 0001179110-18-013352
USANA HEALTH SCIENCES INC · USNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Guest
Officer — C.E.O.
Period of report
Nov 28, 2018
Accepted (ET)
Dec 3, 2018 · 1:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2018 | M | 14,369 | $70.745 | A | 16,208 | D | |
| Common StockF2 | Nov 28, 2018 | S | 14,369 | $120.8628 | D | 1,839 | D | |
| Common StockF1 | Nov 29, 2018 | M | 5,059 | $70.745 | A | 6,898 | D | |
| Common StockF3 | Nov 29, 2018 | S | 5,059 | $121.2634 | D | 1,839 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Settled Stock Appreciation Rights | $70.745 | Nov 28, 2018 | M | 35,008 | D | Sep 1, 2018 | Mar 1, 2020 | Common Stock | 35,008 | 72,183 | D |
| Stock Settled Stock Appreciation Rights | $70.745 | Nov 29, 2018 | M | 12,183 | D | Sep 1, 2018 | Mar 1, 2020 | Common Stock | 12,183 | 60,000 | D |
Explanation of responses
- F1The shares acquired resulted from the reporting person's settlement of the stock-settled stock appreciation rights disclosed in Table II.
- F2Weighted average price $120.8628. Price range in multiple transactions was $120.70 to $121.18 inclusively.
- F3Weighted average price $121.2634. Price range in multiple transactions was $121.00 to $121.87 inclusively.