SEC Form 4 · accession 0001580231-18-000030
PIXELWORKS, INC · PXLW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven L Moore
Officer — VP, CFO & Treasurer
Period of report
Nov 28, 2018
Accepted (ET)
Nov 30, 2018 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2018 | M | 36,417 | $0.60 | A | 550,266 | D | |
| Common Stock | Nov 28, 2018 | S | 36,417 | $3.8907 | D | 513,849 | D | |
| Common Stock | Nov 29, 2018 | M | 25,211 | $0.60 | A | 539,060 | D | |
| Common Stock | Nov 29, 2018 | S | 25,211 | $3.9806 | D | 513,849 | D | |
| Common Stock | Nov 30, 2018 | M | 28,372 | $0.60 | A | 542,221 | D | |
| Common Stock | Nov 30, 2018 | S | 28,372 | $3.9093 | D | 513,849 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $0.60 | Nov 28, 2018 | M | 36,417 | D | — | Mar 23, 2019 | Common Stock | 36,417 | 63,583 | D |
| Non-Qualified Stock Option (right to buy)F1 | $0.60 | Nov 29, 2018 | M | 25,211 | D | — | Mar 23, 2019 | Common Stock | 25,211 | 38,372 | D |
| Non-Qualified Stock Option (right to buy)F1 | $0.60 | Nov 30, 2018 | M | 28,372 | D | — | Mar 23, 2019 | Common Stock | 28,372 | 10,000 | D |
Explanation of responses
- F1Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.