SEC Form 4 · accession 0001127602-18-034847

Cardtronics plc · CATM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Nov 28, 2018

Accepted (ET)

Nov 30, 2018 · 4:45 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001671013

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Nov 28, 2018	M	5,250	—	A	5,250	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3,F2,F4	—	Nov 28, 2018	F	1,690	D	—	—	Common Stock	1,690	40,640	D
Restricted Stock Units^F2,F4	—	Nov 28, 2018	M	5,250	D	—	—	Common Stock	5,250	35,390	D
Stock Options^F5	$22.31	holding	—	—	—	—	Mar 30, 2028	Common Stock	42,544	42,544	D

F1Restricted Stock Units converted into common shares upon vesting in accordance with each Restricted Stock Unit Agreement.
F2Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.
F3Restricted Stock Units forfeited to cover taxes due upon vesting of Restricted Stock Units.
F4Restricted Stock Units granted on date of hire. Each Restricted Stock Unit converts to a share of common stock at the rate of 25% on November 28, 2018 through 2021.
F5Owner granted Stock Options under Cardtronics' annual Long Term Equity Incentive Plan. Stock Options are subject to the terms of said plan and each Stock Option allows the Owner to purchase one common share. 33% of the total Stock Options granted become exercisable on January 31st of each of the 1st, 2nd and 3rd year following the grant year.