SEC Form 4 · accession 0001209191-18-060429
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven A Tidwell
Officer — Sr.V.P. Sales & Marketing
Period of report
Nov 29, 2018
Accepted (ET)
Nov 30, 2018 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2018 | M | 9,300 | $11.175 | A | 55,897 | D | |
| Common StockF1 | Nov 29, 2018 | S | 9,300 | $45.8995 | D | 46,597 | D | |
| Common Stock | holding | — | — | — | 16,370 | I | By deferred compensation plan | |
| Common Stock | holding | — | — | — | 5,744 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy) | $11.175 | Nov 29, 2018 | M | 9,300 | D | Feb 7, 2015 | Feb 7, 2020 | Common Stock | 9,300 | 0 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $45.8800 to $46.0102 per share on November 29, 2018. The $45.8995 sale price reported above is a weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.