SEC Form 4 · accession 0001209191-18-060427
IROBOT CORP · IRBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Colin M Angle
Officer — Chief Executive Officer · Director
Period of report
Nov 28, 2018
Accepted (ET)
Nov 30, 2018 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159167
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2018 | M | 40,825 | $26.59 | A | 516,781 | D | |
| Common StockF2 | Nov 28, 2018 | S | 4,000 | $87.0046 | D | 512,781 | D | |
| Common StockF3 | Nov 28, 2018 | S | 13,675 | $88.0862 | D | 499,106 | D | |
| Common StockF4 | Nov 28, 2018 | S | 9,464 | $88.8096 | D | 489,642 | D | |
| Common StockF5 | Nov 28, 2018 | S | 1,300 | $89.8256 | D | 488,342 | D | |
| Common StockF6 | Nov 28, 2018 | S | 11,673 | $91.0627 | D | 476,669 | D | |
| Common StockF7,F8 | Nov 28, 2018 | S | 22,958 | $91.8877 | D | 453,787 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F9 | $26.59 | Nov 28, 2018 | M | 40,825 | D | — | Mar 9, 2019 | Common Stock | 40,825 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.
- F2The range of prices for the transaction reported on this line was $86.45 to $87.35. The average weighted price was $87.0046. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The range of prices for the transaction reported on this line was $87.50 to $88.49. The average weighted price was $88.0862. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The range of prices for the transaction reported on this line was $88.50 to $89.48. The average weighted price was $88.8096. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The range of prices for the transaction reported on this line was $89.50 to $90.43. The average weighted price was $89.8256. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6The range of prices for the transaction reported on this line was $90.55 to $91.54. The average weighted price was $91.0627. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7The range of prices for the transaction reported on this line was $91.55 to $92.00. The average weighted price was $91.8877. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F8Includes 76 shares of the Issuer's Common Stock purchased through the Issuer's 2017 Employee Stock Purchase Plan.
- F9This option is currently exercisable.