SEC Form 4 · accession 0001225208-18-016034

HMS HOLDINGS CORP · HMSY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — EVP, Chief Strategy Officer

Period of report

Nov 28, 2018

Accepted (ET)

Nov 30, 2018 · 7:42 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001196501

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 28, 2018	M	38,775	$11.20	A	119,273	D
Common Stock	Nov 28, 2018	M	26,120	$16.77	A	145,393	D
Common Stock^F1	Nov 28, 2018	S	30,299	$33.8619	D	115,094	D
Common Stock^F2	Nov 28, 2018	S	34,596	$34.4396	D	80,498	D
Common Stock	Nov 29, 2018	M	29,078	$11.20	A	109,576	D
Common Stock^F3	Nov 29, 2018	S	29,078	$35.0899	D	80,498	D
Common Stock	Nov 30, 2018	M	11,277	$14.00	A	91,775	D
Common Stock	Nov 30, 2018	M	7,147	$11.20	A	98,922	D
Common Stock^F4	Nov 30, 2018	S	18,424	$35.5941	D	80,498	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Nonqualified Stock Option (Right to Buy)^F5	$16.77	Nov 28, 2018	M	26,120	D	—	Mar 3, 2022	Common Stock	26,120	0	D
Nonqualified Stock Option (Right to Buy)^F6	$11.20	Nov 28, 2018	M	38,775	D	—	Nov 10, 2022	Common Stock	38,775	36,225	D
Nonqualified Stock Option (Right to Buy)^F6	$11.20	Nov 29, 2018	M	29,078	D	—	Nov 10, 2022	Common Stock	29,078	7,147	D
Nonqualified Stock Option (Right to Buy)^F6	$11.20	Nov 30, 2018	M	7,147	D	—	Nov 10, 2022	Common Stock	7,147	0	D
Nonqualified Stock Option (Right to Buy)^F6	$14.00	Nov 30, 2018	M	11,277	D	—	Nov 10, 2022	Common Stock	11,277	63,723	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.19 to $34.18, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3) and (4) to this Form 4.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.19 to $34.71, inclusive.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.735 to $35.52, inclusive.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.20 to $36.04, inclusive.
F5One-half of the option vested in three equal installments on March 4, 2016, 2017 and 2018. The other one-half of the option vested as follows: two-thirds vested on March 4, 2017 and one-third vested on March 4, 2018.
F6The option vested in three equal installments on November 11, 2016, 2017 and 2018.