SEC Form 4 · accession 0000898770-18-000058
SHARPS COMPLIANCE CORP · SMED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Halligan
Officer — Vice President of Marketing
Period of report
Nov 29, 2018
Accepted (ET)
Nov 30, 2018 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898770
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $3.26 | Nov 29, 2018 | A | 25,000 | A | Nov 29, 2019 | Nov 29, 2025 | Common Stock | 25,000 | 91,650 | D |
Explanation of responses
- F11. Mr. Halligan was granted options to purchase 25,000 shares of common stock under the Sharps Compliance 2010 Stock Plan which vests as follows: one-fourth on November 30, 2019, one-fourth on November 30, 2020, one-fourth on November 30, 2021 and one-fourth on November 30, 2022. The exercise price of the stock is $3.26 according to the agreement.