SEC Form 4 · accession 0001225208-18-016020
Alexander & Baldwin, Inc. · ALEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Meredith J Ching
Officer — Exec. VP, External Affairs
Period of report
Nov 28, 2018
Accepted (ET)
Nov 30, 2018 · 7:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2018 | M | 24,723 | $7.53 | A | 117,355 | D | |
| Common StockF1 | Nov 28, 2018 | F | 14,035 | $20.86 | D | 103,320 | D | |
| Common Stock | holding | — | — | — | 213 | I | By Spouse | |
| Common Stock | holding | — | — | — | 622 | I | By TCESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $7.53 | Nov 28, 2018 | M | 24,723 | D | Jan 28, 2010 | Jan 27, 2019 | Common Stock | 24,723 | 0 | D |
Explanation of responses
- F1Represents shares withheld by Issuer in connection with a net settlement of a stock option exercise.