SEC Form 4 · accession 0001046203-18-000015
GUARANTY FEDERAL BANCSHARES INC · GFED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teri Harris
Officer — VP-CONTROLLER
Period of report
Nov 30, 2018
Accepted (ET)
Dec 3, 2018 · 8:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046203
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 30, 2018 | M | 500 | $5.30 | A | 500 | D | |
| COMMON STOCK | holding | — | — | — | 2,718 | I | IRA | |
| COMMON STOCK | holding | — | — | — | 313 | D | ||
| COMMON STOCK | holding | — | — | — | 335 | I | Restricted |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Right to Buy | $5.30 | Nov 30, 2018 | M | 500 | D | Jan 2, 2010 | Jan 2, 2019 | COMMON STOCK | 0 | 0 | D |