SEC Form 4 · accession 0001127602-18-034826
WILLIS TOWERS WATSON PLC · WTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicolas Aubert
Officer — Head of Great Britain
Period of report
Nov 28, 2018
Accepted (ET)
Nov 30, 2018 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, nominal value $0.000304635 per share | Nov 28, 2018 | M | 16,762 | $116.68 | A | 25,482 | D | |
| Ordinary Shares, nominal value $0.000304635 per share | Nov 28, 2018 | S | 16,762 | $160.00 | D | 8,720 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $116.68 | Nov 28, 2018 | M | 16,762 | D | — | Nov 9, 2023 | Ordinary Shares, nominal value $0.000304635 per share | 16,762 | 0 | D |
Explanation of responses
- F1The stock option was fully vested and exercisable as of November 9, 2018.