SEC Form 4 · accession 0001437749-18-021438
FFBW, Inc. · FFBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Wayne Johnson
Director
Period of report
Nov 28, 2018
Accepted (ET)
Nov 30, 2018 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001709017
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FFBW, Inc. [FFBW]F1 | Nov 28, 2018 | A | 4,574 | $0.00 | A | 4,574 | D | |
| FFBW, Inc. [FFBW] | holding | — | — | — | 7,000 | I | by IRA | |
| FFBW, Inc. [FFBW] | holding | — | — | — | 5,500 | I | As Trustee for Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $10.92 | Nov 28, 2018 | A | 9,257 | A | Nov 28, 2019 | Nov 28, 2028 | FFBW, Inc [FFBW] | 9,257 | 9,257 | D |
Explanation of responses
- F1Shares of restricted stock vest at a rate of 20% per year commencing on November 28,2019
- F2Stock options vest at a rate of 20% per year commencing on November 28, 2019