Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 21, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

214 filings · trading day Nov 21, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 16, 2017 PForm 4 →	Nov 20, 4:55 pm EST	Mirati Therapeutics, Inc.MRTX	Boxer Capital, LLC +110% Owner	2,214,923	$13.00	$28,791,784	1,413,475	—
Nov 16, 2017 PForm 4 →	Nov 20, 5:23 pm EST	Mirati Therapeutics, Inc.MRTX	BAKER BROS. ADVISORS LP +3Other	1,923,076	$13.00	$24,998,065	1,618,684	—
Nov 17, 2017 SForm 4 →	Nov 21, 10:31 am EST	Hyatt Hotels CorpH	Pritzker Family FoundationOther	155,653	$70.05	$10,904,064	666,432	—
Nov 20, 2017 MForm 4 →	Nov 20, 4:30 pm EST	NetApp, Inc.NTAP	George KurianCEO, Director	75,000	$52.50	$3,937,500	0	—
Nov 16, 2017 MForm 4 →	Nov 20, 4:30 pm EST	NetApp, Inc.NTAP	Matthew K FawcettSVP, GC & Secretary	59,375	$51.41	$3,052,469	15,625	—
Nov 16, 2017 MForm 4 →	Nov 20, 4:30 pm EST	NetApp, Inc.NTAP	Richard P WallaceDirector	50,331	$52.48	$2,641,398	0	—
Nov 17, 2017 MForm 4 →	Nov 20, 4:30 pm EST	NetApp, Inc.NTAP	George T ShaheenDirector	36,916	$53.10	$1,960,203	0	—
Nov 17, 2017 MForm 4 →	Nov 21, 3:39 pm EST	LAM RESEARCH CORPLRCX	Martin B AnsticePresident and CEO	21,955	$51.76	$1,136,391	21,993	—
Nov 20, 2017 MForm 4 →	Nov 21, 11:51 am EST	MARRIOTT INTERNATIONAL INC /MD/MAR	Eric HippeauDirector	4,863	$125.98	$612,641	0	—
Nov 17, 2017 MForm 4 →	Nov 20, 4:31 pm EST	NetApp, Inc.NTAP	Alan L EarhartDirector	11,416	$53.03	$605,390	0	—
Nov 17, 2017 MForm 4 →	Nov 21, 2:43 pm EST	DTE ENERGY CODTE	Gerard M AndersonChairman and CEO, Director	12,389	$33.39	$413,625	0	—
Nov 21, 2017 MForm 4 →	Nov 21, 3:59 pm EST	IBERIABANK CORPIBKC	John R DavisOther	6,338	$55.03	$348,793	0	—
Nov 16, 2017 MForm 4 →	Nov 20, 6:01 pm EST	CENTENE CORPCNC	Orlando AyalaDirector	20,000	$15.69	$313,800	0	—
Nov 15, 2017 AForm 4 →	Nov 21, 9:57 am EST	GREAT SOUTHERN BANCORP, INC.GSBC	William V TurnerDirector	6,000	$52.20	$313,200	6,000	—	late
Nov 15, 2017 AForm 4 →	Nov 21, 2:28 pm EST	GREAT SOUTHERN BANCORP, INC.GSBC	Joseph W TurnerPresident/CEO, Director, 10% Owner	6,000	$52.20	$313,200	6,000	—	late
Nov 15, 2017 AForm 4 →	Nov 21, 2:54 pm EST	GREAT SOUTHERN BANCORP, INC.GSBC	Rex A CopelandTreasurer	4,200	$52.20	$219,240	4,200	—	late
Nov 17, 2017 MForm 4 →	Nov 20, 6:39 pm EST	Michael Kors Holdings LtdKORS	Krista A McDonoughSVP, General Counsel	7,500	$20.00	$150,000	12,100	—
Nov 15, 2017 AForm 4 →	Nov 21, 3:16 pm EST	GREAT SOUTHERN BANCORP, INC.GSBC	Kevin L BakerOther	2,800	$52.20	$146,160	2,800	—	late
Nov 15, 2017 AForm 4 →	Nov 21, 3:32 pm EST	GREAT SOUTHERN BANCORP, INC.GSBC	Douglas W MarrsSecretary	2,800	$52.20	$146,160	2,800	—	late
Nov 15, 2017 AForm 4 →	Nov 21, 3:59 pm EST	GREAT SOUTHERN BANCORP, INC.GSBC	Linton J ThomasonOther	2,800	$52.20	$146,160	2,800	—	late
Nov 20, 2017 PForm 4 →	Nov 20, 5:26 pm EST	Sterling Real Estate Trustno symbol	James Wieland10% Owner	8,000	$16.50	$132,000	585,594	—
Nov 20, 2017 PForm 4 →	Nov 20, 5:27 pm EST	Sterling Real Estate Trustno symbol	Kenneth P ReganChief Executive Officer, 10% Owner	8,000	$16.50	$132,000	2,591,546	—
Nov 17, 2017 AForm 4 →	Nov 21, 10:41 am EST	Kimball Electronics, Inc.KE	Colleen C RepplierDirector	6,204	$20.15	$125,011	13,506	—
Nov 15, 2017 AForm 4 →	Nov 21, 7:00 am EST	GREAT SOUTHERN BANCORP, INC.GSBC	William E BarclayDirector	2,000	$52.20	$104,400	2,000	—	late
Nov 15, 2017 AForm 4 →	Nov 21, 7:00 am EST	GREAT SOUTHERN BANCORP, INC.GSBC	Larry D FrazierDirector	2,000	$52.20	$104,400	2,000	—	late
Nov 15, 2017 AForm 4 →	Nov 21, 7:00 am EST	GREAT SOUTHERN BANCORP, INC.GSBC	Kevin R AusburnDirector	2,000	$52.20	$104,400	2,000	—	late
Nov 15, 2017 AForm 4 →	Nov 21, 7:05 am EST	GREAT SOUTHERN BANCORP, INC.GSBC	Douglas M PittDirector	2,000	$52.20	$104,400	2,000	—	late
Nov 15, 2017 AForm 4 →	Nov 21, 7:05 am EST	GREAT SOUTHERN BANCORP, INC.GSBC	Debra Mallonee HartDirector	2,000	$52.20	$104,400	2,000	—	late
Nov 15, 2017 AForm 4 →	Nov 21, 7:05 am EST	GREAT SOUTHERN BANCORP, INC.GSBC	Earl A Steinert Jr.Director	2,000	$52.20	$104,400	2,000	—	late
Nov 15, 2017 AForm 4 →	Nov 21, 9:10 am EST	GREAT SOUTHERN BANCORP, INC.GSBC	Thomas J CarlsonDirector	2,000	$52.20	$104,400	2,000	—	late
Nov 15, 2017 AForm 4 →	Nov 21, 9:39 am EST	GREAT SOUTHERN BANCORP, INC.GSBC	Julie A BrownDirector	2,000	$52.20	$104,400	2,000	—	late
Nov 15, 2017 MForm 4 →	Nov 20, 5:59 pm EST	TRANSACT TECHNOLOGIES INCTACT	Tracey S ChernaySVP, Sales-Global Casino, Gami	14,250	$5.87	$83,665	3,750	—	late
Nov 17, 2017 AForm 4 →	Nov 20, 5:05 pm EST	Woodward, Inc.WWD	Robert F Weber Jr.CFO & Treasurer	1,088	$76.71	$83,489	21,902	—
Nov 20, 2017 PForm 4 →	Nov 20, 5:26 pm EST	Sterling Real Estate Trustno symbol	Joel S. ThomsenChief Investment Officer	4,776	$16.50	$78,809	4,776	—
Nov 20, 2017 MForm 4 →	Nov 21, 11:00 am EST	EMC INSURANCE GROUP INCEMCI	Kevin J HovickExec. Vice President & COO	4,500	$15.64	$70,401	0	—
Nov 20, 2017 DForm 4 →	Nov 20, 8:17 pm EST	AXT INCAXTI	Morris S YoungChief Executive Officer, Director	30,000	$2.18	$65,400	1,038,693	—
Nov 17, 2017 AForm 4 →	Nov 21, 10:23 am EST	Kimball Electronics, Inc.KE	Christine M VujovichDirector	1,985	$20.15	$39,998	4,525	—
Nov 17, 2017 AForm 4 →	Nov 21, 10:29 am EST	Kimball Electronics, Inc.KE	Gregory J. LampertDirector	1,985	$20.15	$39,998	9,922	—
Nov 17, 2017 AForm 4 →	Nov 21, 10:35 am EST	Kimball Electronics, Inc.KE	Gregory A ThaxtonDirector	1,985	$20.15	$39,998	3,413	—
Nov 20, 2017 AForm 4 →	Nov 21, 3:59 pm EST	CenterState Bank CorpCSFL	Mark Wilson ThompsonOther	987	$26.17	$25,830	2,224	—
Nov 17, 2017 MForm 4 →	Nov 20, 7:43 pm EST	BARRACUDA NETWORKS INCCUDA	Michael D HughesSVP, Worldwide Sales	1,390	$12.39	$17,222	48,276	—
Nov 16, 2017 PForm 4 →	Nov 20, 9:03 pm EST	Rosehill Resources Inc.ROSE	Robert Craig OwenCFO	9,300	$1.07	$9,951	9,300	—
Nov 16, 2017 AForm 4 →	Nov 20, 5:13 pm EST	MBT FINANCIAL CORPMBTF	Joseph S DalyDirector	493	$10.45	$5,154	86,396	—
Nov 16, 2017 AMForm 4 →	Nov 20, 8:26 pm EST	VALVOLINE INCVVV	Samuel J MitchellChief Executive Officer, Director	8,513	$24.47	$3,646	191,028	—
Nov 16, 2017 PForm 4 →	Nov 20, 9:00 pm EST	Rosehill Resources Inc.ROSE	Harry QuarlsDirector	1,000	$1.01	$1,010	1,000	—
Nov 17, 2017 AForm 4 →	Nov 21, 10:05 am EST	FIRST UNITED CORP/MD/FUNC	Robert L. Fisher IISVP & Chielf Lending Officer	36	$17.45	$628	1,125	—
Nov 17, 2017 AForm 4 →	Nov 20, 5:01 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	Timothy Mark DunbarEVP & Chief Investment Officer	6	$68.64	$426	6,674	—
Nov 17, 2017 AForm 4 →	Nov 21, 12:00 pm EST	FULLER H B COFUL	Zhiwei CaiSr. VP, Engineering Adhesives	4	$54.55	$244	686	—
Nov 17, 2017 DForm 4 →	Nov 20, 4:01 pm EST	ONVIA INCONVI	Roger FeldmanDirector	60,000	—	—	0	—
Nov 17, 2017 AForm 4 →	Nov 20, 4:09 pm EST	SELECTA BIOSCIENCES INCSELB	Stephen SmolinskiChief Commercial Officer	80,000	—	—	80,000	—
Nov 17, 2017 AForm 4 →	Nov 20, 4:10 pm EST	SELECTA BIOSCIENCES INCSELB	John Harold LeamanCFO, Treas. & Hd Corp Strategy	220,000	—	—	220,000	—
Nov 17, 2017 MForm 4 →	Nov 20, 4:12 pm EST	CONCERT PHARMACEUTICALS, INC.CNCE	Roger D TungChief Executive Officer, Director	7,340	—	—	27,757	—
Nov 16, 2017 MForm 4 →	Nov 20, 4:14 pm EST	Five9, Inc.FIVN	Gaurav PassiEVP, Product Management	2,954	—	—	17,609	—
Nov 16, 2017 MForm 4 →	Nov 20, 4:15 pm EST	PROOFPOINT INCPFPT	Gary SteeleChief Executive Officer, Director	40,000	—	—	103,015	—
Nov 17, 2017 MForm 4 →	Nov 20, 4:18 pm EST	ANALOG DEVICES INCADI	Peter RealSVP & Chief Technology Officer	5,000	—	—	0	—
Nov 16, 2017 MForm 4 →	Nov 20, 4:22 pm EST	PLEXUS CORPPLXS	Ronnie DarrochExec VP-Global Mfg & Reg Pres	3,763	—	—	1,900	—
Nov 16, 2017 MForm 4 →	Nov 20, 4:23 pm EST	Motorola Solutions, Inc.MSI	Gregory Q BrownChairman and CEO, Director	52,521	—	—	500,000	—
Nov 20, 2017 AForm 4 →	Nov 20, 4:26 pm EST	BRAINSTORM CELL THERAPEUTICS INC.BCLI	Eyal RubinCFO and Treasurer	93,686	—	—	93,686	—
Nov 16, 2017 MForm 4 →	Nov 20, 4:26 pm EST	PLEXUS CORPPLXS	Dean A FoateDirector	16,925	—	—	0	—
Nov 17, 2017 ADForm 4 →	Nov 20, 4:27 pm EST	BioRestorative Therapies, Inc.BRTX	John M DesmaraisDirector, 10% Owner	2,438,888	—	—	400,000	—
Nov 17, 2017 MForm 4 →	Nov 20, 4:28 pm EST	SCOTTS MIRACLE-GRO COSMG	Ivan C SmithEVP, GC and Secretary	4,587	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 20, 4:30 pm EST	NetApp, Inc.NTAP	Joel D ReichExec VP, Product Operations	2,083	—	—	0	—	late
Nov 16, 2017 XForm 4 →	Nov 20, 4:34 pm EST	FCB FINANCIAL HOLDINGS, INC.FCB	Stuart I OranSecretary, Director	11,142	—	—	208,066	—
Nov 17, 2017 MForm 4 →	Nov 20, 4:38 pm EST	LYDALL INC /DE/LDL	Dale G BarnhartPresident & CEO, Director	12,685	—	—	0	—
Nov 17, 2017 DForm 4 →	Nov 20, 4:45 pm EST	ONVIA INCONVI	David Van SkillingDirector	95,000	—	—	0	—
May 25, 2017 MForm 4/A →	Nov 20, 4:48 pm EST	AramarkARMK	James J. TarangeloVice President and Treasurer	3,000	—	—	0	—
Nov 17, 2017 AForm 4 →	Nov 20, 4:50 pm EST	GENERAL ELECTRIC COGE	Jan HauserVice President	55,000	—	—	55,000	—
Nov 16, 2017 CForm 4 →	Nov 20, 4:53 pm EST	Planet Fitness, Inc.PLNT	Richard L MooreCAO & General Counsel	70,147	—	—	243,711	—
Nov 18, 2017 MForm 4 →	Nov 20, 5:00 pm EST	Dr Pepper Snapple Group, Inc.DPS	Dunia A ShiveDirector	423	—	—	0	—
Nov 17, 2017 MForm 4 →	Nov 20, 5:03 pm EST	TimkenSteel CorpTMST	Tina M BeskidSee Remarks	2,050	—	—	6,150	—
Nov 17, 2017 DForm 4 →	Nov 20, 5:08 pm EST	ONVIA INCONVI	George I StoeckertDirector	34,750	—	—	0	—
Nov 16, 2017 JForm 4 →	Nov 20, 5:10 pm EST	Knight-Swift Transportation Holdings Inc.KNX	Jerry Moyes +2Director, 10% Owner	10	—	—	1	—
Nov 16, 2017 AForm 4 →	Nov 20, 5:10 pm EST	AEMETIS, INCAMTX	John R BlockDirector	20,000	—	—	20,000	—
Nov 16, 2017 MForm 4 →	Nov 20, 5:11 pm EST	WATTS WATER TECHNOLOGIES INCWTS	Elie MelhemPresident- APAC, M. East, Afr.	1,875	—	—	3,750	—
Nov 16, 2017 AForm 4 →	Nov 20, 5:12 pm EST	AEMETIS, INCAMTX	Sanjeev GuptaExecutive Vice President, MD	30,000	—	—	30,000	—
Nov 16, 2017 AForm 4 →	Nov 20, 5:13 pm EST	AEMETIS, INCAMTX	Lydia I BeebeDirector	10,000	—	—	10,000	—
Nov 16, 2017 MForm 4 →	Nov 20, 5:14 pm EST	SiteOne Landscape Supply, Inc.SITE	Ross AnkerEVP, Category Mgmt, Mktg & IT	41,824	—	—	167,302	—
Nov 16, 2017 AForm 4 →	Nov 20, 5:14 pm EST	AEMETIS, INCAMTX	Francis P BartonDirector	30,000	—	—	30,000	—
Nov 16, 2017 MForm 4 →	Nov 20, 5:14 pm EST	Spark Therapeutics, Inc.ONCE	Stephen W WebsterChief Financial Officer	10,000	—	—	106,015	—
Nov 16, 2017 AForm 4 →	Nov 20, 5:15 pm EST	AEMETIS, INCAMTX	Steven W. HutchesonDirector	16,250	—	—	16,250	—
Nov 16, 2017 AForm 4 →	Nov 20, 5:16 pm EST	AEMETIS, INCAMTX	Andrew B FosterExecutive Vice President	30,000	—	—	30,000	—
Nov 17, 2017 MForm 4 →	Nov 20, 5:16 pm EST	ABBOTT LABORATORIESABT	Brian J BlaserExecutive Vice President	9,566	—	—	0	—
Nov 16, 2017 MForm 4 →	Nov 20, 5:17 pm EST	DENNYS CORPDENN	Timothy E. FlemmingSr. VP, General Counsel & CLO	37,000	—	—	0	—
Nov 16, 2017 AForm 4 →	Nov 20, 5:17 pm EST	AEMETIS, INCAMTX	Todd WaltzExecutive Vice President, CFO	30,000	—	—	30,000	—
Nov 16, 2017 JForm 4 →	Nov 20, 5:17 pm EST	Knight-Swift Transportation Holdings Inc.KNX	Michael MoyesOther	4	—	—	1	—
Nov 16, 2017 MForm 4 →	Nov 20, 5:18 pm EST	ELECTRONIC ARTS INC.EA	Vijayanthimala SinghSVP, Chief People Officer	8,457	—	—	16,914	—
Nov 16, 2017 AForm 4 →	Nov 20, 5:18 pm EST	ELECTRONIC ARTS INC.EA	Heidi UeberrothDirector	1,747	—	—	1,747	—
Nov 16, 2017 JForm 4 →	Nov 20, 5:20 pm EST	Knight-Swift Transportation Holdings Inc.KNX	Lyndee Moyes NesterOther	4	—	—	1	—
Nov 16, 2017 MForm 4 →	Nov 20, 5:22 pm EST	DENNYS CORPDENN	F Mark WolfingerEVP, Chief Admin Officer & CFO	10,000	—	—	114,800	—
Nov 17, 2017 MForm 4 →	Nov 20, 5:23 pm EST	Sunshine Bancorp, Inc.SBCP	James T SwannDirector	5,323	—	—	0	—
Nov 9, 2017 AForm 4 →	Nov 20, 5:24 pm EST	MEDICINES CO /DEMDCO	Geno J GermanoDirector	27,243	—	—	27,243	—	late
Nov 20, 2017 CForm 4 →	Nov 20, 5:28 pm EST	Arsanis, Inc.ASNS	Michael Jay RossDirector, 10% Owner	3,969,585	—	—	0	—
Nov 20, 2017 CForm 4 →	Nov 20, 5:28 pm EST	Arsanis, Inc.ASNS	Polaris Venture Management Co. V, L.L.C. +510% Owner	3,969,854	—	—	0	—
Nov 20, 2017 CForm 4 →	Nov 20, 5:31 pm EST	Arsanis, Inc.ASNS	Carl L GordonDirector, 10% Owner	3,969,587	—	—	0	—
Nov 16, 2017 MForm 4 →	Nov 20, 5:32 pm EST	INPHI CorpIPHI	Charles RoachV.P. of Worldwide Sales	28,000	—	—	0	—
Nov 20, 2017 CForm 4 →	Nov 20, 5:32 pm EST	Arsanis, Inc.ASNS	ORBIMED ADVISORS LLC +210% Owner	3,969,587	—	—	0	—
Nov 20, 2017 CForm 4 →	Nov 20, 5:32 pm EST	Arsanis, Inc.ASNS	Tillman U. GerngrossDirector	308,099	—	—	0	—
Nov 16, 2017 AForm 4 →	Nov 20, 5:35 pm EST	Health Insurance Innovations, Inc.HIIQ	Michael W KosloskeChief of Product Innovation, Director, 10% Owner	40,834	—	—	40,834	—
Sep 1, 2017 AForm 4 →	Nov 20, 5:35 pm EST	People's Utah BancorpPUB	Len E WilliamsExecutive Vice President, Director	9,600	—	—	9,600	—	late
Nov 20, 2017 CForm 4 →	Nov 20, 5:36 pm EST	Arsanis, Inc.ASNS	Terrance McGuireDirector, 10% Owner	3,969,854	—	—	0	—
Nov 14, 2017 AForm 4 →	Nov 20, 5:36 pm EST	Eldorado Resorts, Inc.ERI	Anthony L. CaranoExec VP and COO	14,965	—	—	14,965	—	late
Nov 20, 2017 CForm 4 →	Nov 20, 5:37 pm EST	Arsanis, Inc.ASNS	SVLSF V, LLC +410% Owner	3,969,585	—	—	0	—
Nov 14, 2017 AForm 4 →	Nov 20, 5:38 pm EST	Eldorado Resorts, Inc.ERI	Thomas ReegPresident and CFO, Director	56,121	—	—	56,121	—	late
Nov 20, 2017 CForm 4 →	Nov 20, 5:38 pm EST	Arsanis, Inc.ASNS	Section 32 Fund 1, LP +210% Owner	1,540,500	—	—	0	—
Nov 20, 2017 AForm 4 →	Nov 20, 5:41 pm EST	MAXWELL TECHNOLOGIES INCMXWL	Rick BergmanDirector	2,882	—	—	2,882	—
Nov 20, 2017 CForm 4 →	Nov 20, 5:42 pm EST	Arsanis, Inc.ASNS	Anna-Maria & Stephen Kellen Foundation, Inc.10% Owner	388,206	—	—	0	—
Nov 20, 2017 CForm 4 →	Nov 20, 5:43 pm EST	Arsanis, Inc.ASNS	Claudio NessiDirector	1,589,024	—	—	0	—
Nov 20, 2017 CForm 4 →	Nov 20, 5:43 pm EST	Arsanis, Inc.ASNS	GV 2016 GP, L.L.C. +310% Owner	1,540,499	—	—	0	—
Nov 20, 2017 AForm 4 →	Nov 20, 5:46 pm EST	MAXWELL TECHNOLOGIES INCMXWL	Steven J BilodeauDirector	4,768	—	—	4,768	—
Nov 16, 2017 AForm 4 →	Nov 20, 5:47 pm EST	BEACON ROOFING SUPPLY INCBECN	Paul IsabellaPresident & CEO, Director	46,129	—	—	35,829	—
Nov 16, 2017 AForm 4 →	Nov 20, 5:47 pm EST	BEACON ROOFING SUPPLY INCBECN	Robert R BuckChairman, Director	20,294	—	—	15,763	—
Nov 16, 2017 AForm 4 →	Nov 20, 5:47 pm EST	BEACON ROOFING SUPPLY INCBECN	Joseph M NowickiEVP & CFO	13,191	—	—	10,246	—
Nov 16, 2017 AForm 4 →	Nov 20, 5:47 pm EST	BEACON ROOFING SUPPLY INCBECN	Ross D CooperEVP & General Counsel	7,103	—	—	5,517	—
Nov 16, 2017 AForm 4 →	Nov 20, 5:47 pm EST	BEACON ROOFING SUPPLY INCBECN	Gregory Todd JorgensenChief Accounting Officer	2,975	—	—	2,522	—
Nov 20, 2017 AForm 4 →	Nov 20, 5:49 pm EST	MAXWELL TECHNOLOGIES INCMXWL	Ilya GolubovichDirector	2,776	—	—	2,776	—
Nov 16, 2017 AForm 4 →	Nov 20, 5:51 pm EST	TESARO, Inc.TSRO	Martin H. Huber Jr.SVP & Chief Medical Officer	1,750	—	—	1,750	—
Nov 16, 2017 MForm 4 →	Nov 20, 5:59 pm EST	VONAGE HOLDINGS CORPVG	John Joseph RobertsDirector	3,750	—	—	0	—
Nov 16, 2017 CForm 4 →	Nov 20, 6:00 pm EST	Summit Materials, Inc.SUM	Thomas W. HillPresident and CEO, Director	100,000	—	—	592,456	—
Nov 14, 2017 MForm 4 →	Nov 20, 6:14 pm EST	Hyatt Hotels CorpH	Peter FultonSee Remarks	44,333	—	—	0	—	late
Nov 20, 2017 CForm 4 →	Nov 20, 6:15 pm EST	Arsanis, Inc.ASNS	NeoMed Innovation V L.P. +210% Owner	1,589,024	—	—	0	—
Nov 20, 2017 MForm 4 →	Nov 20, 6:17 pm EST	HORTON D R INC /DE/DHI	Michael J MurrayEVP and COO	8,000	—	—	0	—
Nov 16, 2017 CForm 4 →	Nov 20, 6:27 pm EST	MSC INDUSTRIAL DIRECT CO INCMSM	Mitchell JacobsonDirector, 10% Owner	135,000	—	—	2,843,259	—
Nov 16, 2017 MForm 4 →	Nov 20, 6:30 pm EST	APPLIED OPTOELECTRONICS, INC.AAOI	Chih-Hsiang (Thompson) LinPresident and CEO, Director	80,000	—	—	393,905	—
Nov 16, 2017 CMForm 4 →	Nov 20, 6:38 pm EST	Apptio IncAPTI	John C MorrowSee Remarks	85,011	—	—	0	—
Nov 16, 2017 CForm 4 →	Nov 20, 6:39 pm EST	Apptio IncAPTI	Sachin GuptaSee Remarks, Director, 10% Owner	80,000	—	—	813,781	—
Nov 16, 2017 AForm 4 →	Nov 20, 6:41 pm EST	Sailpoint Technologies Holdings, Inc.SAIL	Thomas Arthur BeckCAO and VP, Finance	11,333	—	—	11,333	—
Nov 16, 2017 MForm 4 →	Nov 20, 6:44 pm EST	Pacira Pharmaceuticals, Inc.PCRX	Kristen Marie WilliamsCAO and General Counsel	10,000	—	—	0	—
Nov 16, 2017 AForm 4 →	Nov 20, 6:46 pm EST	Sailpoint Technologies Holdings, Inc.SAIL	Mark D. McClainCEO and President	200,000	—	—	200,000	—
Nov 16, 2017 MForm 4 →	Nov 20, 6:46 pm EST	AFFILIATED MANAGERS GROUP, INC.AMG	Sean M HealeyCEO and Chairman, Director	78,966	—	—	70,031	—
Nov 16, 2017 AForm 4 →	Nov 20, 6:48 pm EST	Sailpoint Technologies Holdings, Inc.SAIL	Howard R. GreenfieldChief Revenue Officer	91,666	—	—	91,666	—
Nov 16, 2017 AForm 4 →	Nov 20, 6:49 pm EST	Sailpoint Technologies Holdings, Inc.SAIL	James Cameron McMartinCFO and Treasurer??	100,000	—	—	100,000	—
Nov 18, 2017 MForm 4 →	Nov 20, 6:51 pm EST	Global Water Resources, Inc.GWRS	Michael J LiebmanCFO and Corporate Secretary	25,500	—	—	0	—
Nov 18, 2017 MForm 4 →	Nov 20, 6:52 pm EST	Global Water Resources, Inc.GWRS	Ronnie L FlemingPresident and CEO, Director	20,000	—	—	0	—
Nov 16, 2017 MForm 4 →	Nov 20, 6:57 pm EST	Ingredion IncINGR	Anthony P DelioSr VP and Chief Innovation Off	8,900	—	—	0	—
Nov 17, 2017 MForm 4 →	Nov 20, 7:00 pm EST	ServiceNow, Inc.NOW	Frank SlootmanDirector	10,794	—	—	21,590	—
Nov 17, 2017 MForm 4 →	Nov 20, 7:00 pm EST	Activision Blizzard, Inc.ATVI	Riccardo ZacconiChief Executive Officer, King	16,032	—	—	80,168	—
Nov 16, 2017 CMForm 4 →	Nov 20, 7:02 pm EST	Alteryx, Inc.AYX	Kevin RubinChief Financial Officer	120,000	—	—	0	—
Nov 17, 2017 CMForm 4 →	Nov 20, 7:03 pm EST	Alteryx, Inc.AYX	Christopher M LalSVP, GC & Corp. Secretary	45,000	—	—	0	—
Nov 17, 2017 MForm 4 →	Nov 20, 7:03 pm EST	ServiceNow, Inc.NOW	John J DonahoePresident and CEO, Director	1,394	—	—	6,974	—
Nov 17, 2017 CMForm 4 →	Nov 20, 7:04 pm EST	Alteryx, Inc.AYX	Langley P. EideChief Strategy Officer	75,000	—	—	0	—
Nov 16, 2017 AForm 4 →	Nov 20, 7:09 pm EST	AramarkARMK	Stephen P Bramlage Jr.Executive VP and CFO	72,000	—	—	72,000	—
Nov 20, 2017 CForm 4 →	Nov 20, 7:09 pm EST	Arsanis, Inc.ASNS	Bill & Melinda Gates Foundation10% Owner	2,464,799	—	—	0	—
Nov 16, 2017 AForm 4 →	Nov 20, 7:09 pm EST	AramarkARMK	Eric J FossChairman, President and CEO, Director	339,429	—	—	339,429	—
Nov 16, 2017 AForm 4 →	Nov 20, 7:10 pm EST	AramarkARMK	Harrald F. KroekerSVP, Integration	41,143	—	—	41,143	—
Nov 16, 2017 AForm 4 →	Nov 20, 7:10 pm EST	AramarkARMK	Lynn McKeeEVP, Human Resources	54,858	—	—	54,858	—
Nov 16, 2017 AForm 4 →	Nov 20, 7:10 pm EST	AramarkARMK	Brian P PresslerSVP, Controller, CAO	10,286	—	—	10,286	—
Nov 16, 2017 AForm 4 →	Nov 20, 7:11 pm EST	AramarkARMK	Stephen R ReynoldsEVP, GC and Secretary	54,858	—	—	54,858	—
Nov 17, 2017 MForm 4 →	Nov 20, 7:11 pm EST	AGILENT TECHNOLOGIES INCA	Michael R. McMullenCEO and President, Director	22,481	—	—	22,481	—
Nov 16, 2017 AForm 4 →	Nov 20, 7:11 pm EST	AramarkARMK	James J. TarangeloVice President and Treasurer	4,629	—	—	4,629	—
Nov 16, 2017 DForm 4 →	Nov 20, 7:15 pm EST	Starwood Waypoint HomesSFR	Barry S SternlichtDirector	5,849,824	—	—	0	—
Nov 17, 2017 MForm 4 →	Nov 20, 7:36 pm EST	ZILLOW GROUP, INC.Z AND ZG	David A. BeitelChief Technology Officer	128,342	—	—	81,251	—	amended
Nov 17, 2017 MForm 4 →	Nov 20, 7:42 pm EST	CARTERS INCCRI	Richard F. WestenbergerEVP and CFO	5,000	—	—	3,850	—
Nov 17, 2017 MForm 4 →	Nov 20, 7:58 pm EST	CASTLIGHT HEALTH, INC.CSLT	Mangini Siobhan NolanCFO & Treasurer	578	—	—	2,313	—
Nov 20, 2017 JForm 4 →	Nov 20, 8:01 pm EST	PENTAIR plcPNR	Edward P Garden +1Director	204,958	—	—	204,958	—
Nov 16, 2017 MForm 4 →	Nov 20, 8:11 pm EST	VALVOLINE INCVVV	Thomas A. Gerrald IISenior Vice President	1,269	—	—	660	—
Nov 16, 2017 MForm 4 →	Nov 20, 8:17 pm EST	VALVOLINE INCVVV	Frances E. LockwoodChief Technology Officer	1,269	—	—	660	—
Nov 16, 2017 AForm 4 →	Nov 20, 8:17 pm EST	Invitation Homes Inc.INVH	Barry S SternlichtDirector	9,441,615	—	—	9,441,615	—
Nov 16, 2017 MForm 4 →	Nov 20, 8:21 pm EST	VALVOLINE INCVVV	Heidi J. MatheysChief Marketing Officer	1,269	—	—	660	—
Nov 16, 2017 MForm 4 →	Nov 20, 8:29 pm EST	VALVOLINE INCVVV	Craig A. MoughlerSenior Vice President	1,361	—	—	660	—
Nov 16, 2017 MForm 4 →	Nov 20, 8:32 pm EST	VALVOLINE INCVVV	Julie Marie O'DanielGen. Counsel, Corp. Secy, SVP	1,457	—	—	369	—
Nov 16, 2017 MForm 4 →	Nov 20, 8:37 pm EST	VALVOLINE INCVVV	Anthony R. PuckettPresident, Quick Lubes	1,269	—	—	660	—
Nov 17, 2017 MForm 4 →	Nov 20, 9:03 pm EST	NEOGEN CORPNEOG	Edward BradleyVice President	17,824	—	—	59,049	—
Nov 16, 2017 AForm 4 →	Nov 20, 9:14 pm EST	TIFFANY & COTIF	Michael Joseph KowalskiDirector	3,334	—	—	3,334	—
Nov 16, 2017 CForm 4 →	Nov 20, 9:29 pm EST	Alphabet Inc.GOOG	Sergey BrinPresident, Director, 10% Owner	19,000	—	—	19,290,366	—
Nov 16, 2017 CForm 4 →	Nov 20, 9:31 pm EST	Snap IncSNAP	Steven Michael HorowitzVice President of Engineering	143,166	—	—	2,236,232	—
Nov 16, 2017 CForm 4 →	Nov 20, 9:33 pm EST	Snap IncSNAP	Imran KhanChief Strategy Officer	354,718	—	—	2,246,542	—
Nov 20, 2017 CForm 4 →	Nov 20, 9:56 pm EST	Arsanis, Inc.ASNS	EMBL Technology Fund II GmbH & Co. KG +410% Owner	1,050,866	—	—	0	—
Sep 1, 2017 AForm 4 →	Nov 21, 8:06 am EST	People's Utah BancorpPUB	Len E WilliamsExecutive Vice President, Director	9,600	—	—	9,600	—	late
Nov 20, 2017 CForm 4 →	Nov 21, 8:31 am EST	APPIAN CORPAPPN	Michael J. MulliganDirector	20,000	—	—	0	—
Nov 20, 2017 CForm 4 →	Nov 21, 8:31 am EST	APPIAN CORPAPPN	Edward L HughesSenior VP, Worldwide Sales	100,000	—	—	0	—
Nov 20, 2017 CForm 4 →	Nov 21, 8:32 am EST	APPIAN CORPAPPN	Mark Steven LynchChief Financial Officer	75,200	—	—	0	—
Nov 20, 2017 CForm 4 →	Nov 21, 8:32 am EST	APPIAN CORPAPPN	Matthew W CalkinsCEO and President, Director, 10% Owner	250,000	—	—	21,274,710	—
Nov 20, 2017 CForm 4 →	Nov 21, 8:32 am EST	APPIAN CORPAPPN	Robert Charles KramerGeneral Manager, Director	82,402	—	—	2,537,598	—
Nov 20, 2017 MForm 4 →	Nov 21, 8:51 am EST	WATERS CORP /DE/WAT	Thomas P SaliceDirector	3,500	—	—	0	—
Nov 17, 2017 MForm 4 →	Nov 21, 9:06 am EST	Ally Financial Inc.ALLY	Jeffrey Jonathan BrownChief Executive Officer, Director	498	—	—	1,493	—
Nov 17, 2017 MForm 4 →	Nov 21, 9:06 am EST	Ally Financial Inc.ALLY	David J DebrunnerVP, CAO, Controller	124	—	—	370	—
Nov 17, 2017 MForm 4 →	Nov 21, 9:07 am EST	Ally Financial Inc.ALLY	Christopher A HalmyChief Financial Officer	242	—	—	726	—
Nov 17, 2017 MForm 4 →	Nov 21, 9:07 am EST	Ally Financial Inc.ALLY	Diane E. MoraisPresident, Ally Bank	277	—	—	830	—
Nov 17, 2017 MForm 4 →	Nov 21, 9:07 am EST	Ally Financial Inc.ALLY	Timothy M. RussiPresident, Auto Finance	304	—	—	913	—
Nov 17, 2017 AForm 4 →	Nov 21, 9:18 am EST	TOTAL SYSTEM SERVICES INCTSS	F. Thaddeus ArroyoDirector	2,262	—	—	2,262	—
Nov 20, 2017 MForm 4 →	Nov 21, 9:31 am EST	WestRock CoWRK	John A Luke Jr.Director	10,343	—	—	12,841	—
Nov 20, 2017 MForm 4 →	Nov 21, 9:49 am EST	SHERWIN WILLIAMS COSHW	Joel D. BaxterPres. & GM, Glob. Supply Chain	915	—	—	0	—
Nov 16, 2017 MForm 4 →	Nov 21, 11:00 am EST	LendingTree, Inc.TREE	Carla ShumateChief Accounting Officer	2,414	—	—	0	—	late
Nov 20, 2017 MForm 4 →	Nov 21, 11:22 am EST	V F CORPVFC	Scott H BaxterVP & Group Pres.	39,694	—	—	0	—	amended
Nov 17, 2017 MForm 4 →	Nov 21, 11:22 am EST	CATERPILLAR INCCAT	Thomas A PelletteGroup President	32,086	—	—	64,171	—
Nov 17, 2017 DForm 4 →	Nov 21, 11:50 am EST	Fidelity National Financial, Inc.FNF	Douglas K AmmermanDirector	3,727	—	—	0	—
Nov 17, 2017 DForm 4 →	Nov 21, 12:24 pm EST	Fidelity National Financial, Inc.FNF	Richard N MasseyDirector	2,242	—	—	0	—
Nov 20, 2017 MForm 4 →	Nov 21, 1:42 pm EST	CalAtlantic Group, Inc.CAA	Larry T NicholsonPresident & CEO, Director	78,342	—	—	0	—
Nov 17, 2017 AForm 4 →	Nov 21, 1:42 pm EST	CARPENTER TECHNOLOGY CORPCRS	Kathleen LigockiDirector	5,999	—	—	4,000	—
Nov 21, 2017 MForm 4 →	Nov 21, 1:57 pm EST	Proto Labs IncPRLB	Rainer GawlickDirector	1,500	—	—	11,000	—
Nov 20, 2017 MForm 4 →	Nov 21, 2:13 pm EST	MSC INDUSTRIAL DIRECT CO INCMSM	Steven N BaruchEVP, STRATEGY & MARKETING	4,682	—	—	0	—
Nov 17, 2017 AForm 4 →	Nov 21, 2:23 pm EST	VIASAT INCVSAT	Kevin J HarkenriderPresident Commercial Networks	7,500	—	—	7,500	—
Nov 17, 2017 AMForm 4 →	Nov 21, 2:27 pm EST	VIASAT INCVSAT	Girish ChandranVP and CTO	8,250	—	—	3,750	—
Nov 17, 2017 AForm 4 →	Nov 21, 2:30 pm EST	VIASAT INCVSAT	Mark J MillerExecutive Vice President	8,333	—	—	8,333	—
Nov 17, 2017 AMForm 4 →	Nov 21, 2:38 pm EST	VIASAT INCVSAT	Keven K LippertPresident Broadband Services	20,208	—	—	6,250	—
Nov 17, 2017 MForm 4 →	Nov 21, 2:39 pm EST	SONIC CORPSONC	J Clifford HudsonChief Executive Officer, Director	103,397	—	—	0	—	amended
Nov 21, 2017 MForm 4 →	Nov 21, 2:50 pm EST	Franklin Financial Network Inc.FSB	Kevin A. HerringtonSee Remarks	2,500	—	—	7,604	—
Nov 17, 2017 MForm 4 →	Nov 21, 2:52 pm EST	BRADY CORPBRC	Bradley C RichardsonDirector	18,400	—	—	0	—
Nov 17, 2017 AMForm 4 →	Nov 21, 2:53 pm EST	VIASAT INCVSAT	Doug AbtsVice President	8,000	—	—	6,000	—
Nov 17, 2017 AMForm 4 →	Nov 21, 2:57 pm EST	VIASAT INCVSAT	Robert James BlairVice President	9,625	—	—	2,500	—
Nov 17, 2017 AMForm 4 →	Nov 21, 3:04 pm EST	VIASAT INCVSAT	Richard A BaldridgeChief Operating Officer, Director	50,834	—	—	15,833	—
Nov 17, 2017 AMForm 4 →	Nov 21, 3:15 pm EST	VIASAT INCVSAT	Bruce Leroy DirksSenior Vice President	7,833	—	—	2,500	—
Nov 21, 2017 MForm 4 →	Nov 21, 3:15 pm EST	Knight-Swift Transportation Holdings Inc.KNX	Todd F. CarlsonOther	9,000	—	—	0	—
Nov 17, 2017 AMForm 4 →	Nov 21, 3:19 pm EST	VIASAT INCVSAT	Mark D DankbergChief Executive Officer, Director	66,251	—	—	20,833	—
Nov 20, 2017 AForm 4 →	Nov 21, 3:19 pm EST	LEAR CORPLEA	Shari L BurgessVP Treas & Chief Diversity Off	480	—	—	480	—
Nov 20, 2017 AForm 4 →	Nov 21, 3:22 pm EST	LEAR CORPLEA	Thomas A DiDonatoSr VP, Human Resources	1,696	—	—	1,696	—
Nov 20, 2017 AForm 4 →	Nov 21, 3:24 pm EST	LEAR CORPLEA	Jay K. KunkelPresident, Asia Pacific Ops	1,555	—	—	1,555	—
Nov 20, 2017 AForm 4 →	Nov 21, 3:26 pm EST	LEAR CORPLEA	Frank C OrsiniSr. VP & President, EPMS	1,130	—	—	1,130	—
Nov 20, 2017 AForm 4 →	Nov 21, 3:28 pm EST	LEAR CORPLEA	Raymond E ScottEVP & President, Seating	1,696	—	—	1,696	—
Nov 20, 2017 AForm 4 →	Nov 21, 3:30 pm EST	LEAR CORPLEA	Jeffrey H. VannesteSr. VP and CFO	1,696	—	—	1,696	—
Nov 17, 2017 AMForm 4 →	Nov 21, 3:33 pm EST	VIASAT INCVSAT	Shawn Lynn DuffyChief Financial Officer	14,167	—	—	4,583	—
Nov 19, 2017 AMForm 4 →	Nov 21, 3:39 pm EST	LEAR CORPLEA	Mel StephensSVP Comm, Facilities & Inv Rel	2,328	—	—	848	—
Nov 19, 2017 AMForm 4 →	Nov 21, 3:42 pm EST	LEAR CORPLEA	Terrence B LarkinEVP, Business Dev & Gen Cnsl	3,810	—	—	1,696	—
Nov 17, 2017 MForm 4 →	Nov 21, 3:51 pm EST	TACTILE SYSTEMS TECHNOLOGY INCTCMD	Gerald R. MattysChief Executive Officer, Director	40,000	—	—	48,295	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.