SEC Form 4 · accession 0001209191-17-061868

Apptio Inc · APTI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Sachin Gupta

Officer — See Remarks · Director · 10% Owner

Period of report

Nov 16, 2017

Accepted (ET)

Nov 20, 2017 · 6:39 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001419625

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2	Nov 16, 2017	C	18,400	$0.00	A	71,954	D
Class A Common Stock^F4,F5	Nov 16, 2017	S	18,400	$22.1494	D	53,554	D
Class A Common Stock^F6	Nov 16, 2017	C	21,600	$0.00	A	21,600	I	See footnote
Class A Common Stock^F7,F6	Nov 16, 2017	S	21,600	$22.1495	D	0	I	See footnote
Class A Common Stock^F2	Nov 17, 2017	C	18,400	$0.00	A	71,954	D
Class A Common Stock^F8,F5	Nov 17, 2017	S	18,400	$22.4438	D	53,554	D
Class A Common Stock^F6	Nov 17, 2017	C	21,600	$0.00	A	21,600	I	See footnote
Class A Common Stock^F9,F6	Nov 17, 2017	S	21,600	$22.4436	D	0	I	See footnote

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F10	$0.00	Nov 16, 2017	C	18,400	D	—	—	Class A Common Stock	18,400	4,389,452	D
Class B Common Stock^F6,F10	$0.00	Nov 16, 2017	C	21,600	D	—	—	Class A Common Stock	21,600	835,381	I
Class B Common Stock^F10	$0.00	Nov 17, 2017	C	18,400	D	—	—	Class A Common Stock	18,400	4,371,052	D
Class B Common Stock^F6,F10	$0.00	Nov 17, 2017	C	21,600	D	—	—	Class A Common Stock	21,600	813,781	I

Explanation of responses

F1Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.
F10Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis and has no expiration date.
F2Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 19,154 shares of Class A Common Stock.
F3The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2017.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.69 to $22.51. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (7), (8) and (9) to this Form 4.
F5Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 754 shares of Class A Common Stock.
F6These shares are held of record by PG GRAT of 2016.
F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.72 to $22.51.
F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.25 to $22.62.
F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.26 to $22.62.

Remarks

President and Chief Executive Officer