SEC Form 4 · accession 0000707549-17-000166
LAM RESEARCH CORP · LRCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin B Anstice
Officer — President and CEO
Period of report
Nov 17, 2017
Accepted (ET)
Nov 21, 2017 · 3:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2017 | M | 18,834 | $51.76 | A | 142,091 | D | |
| Common StockF1 | Nov 17, 2017 | M | 3,121 | $51.76 | A | 145,212 | D | |
| Common StockF2,F1 | Nov 17, 2017 | S | 18,834 | $211.16 | D | 126,378 | D | |
| Common StockF2,F1 | Nov 17, 2017 | S | 3,121 | $211.16 | D | 123,257 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $51.76 | Nov 17, 2017 | M | 18,834 | D | Feb 18, 2015 | Feb 18, 2021 | Common Stock | 18,834 | 0 | D |
| Employee Stock Option (Right to Buy) | $51.76 | Nov 17, 2017 | M | 3,121 | D | Feb 18, 2015 | Feb 18, 2021 | Common Stock | 3,121 | 21,993 | D |
Explanation of responses
- F1Amount reported includes shares subject to unvested Restricted Stock Units.
- F2The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $211.00 to $211.44, inclusive.