SEC Form 4 · accession 0001017303-17-000073
TRANSACT TECHNOLOGIES INC · TACT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracey S Chernay
Officer — SVP, Sales-Global Casino, Gami
Period of report
Nov 15, 2017
Accepted (ET)
Nov 20, 2017 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2017 | M | 3,000 | $2.18 | A | 3,000 | D | |
| Common StockF1 | Nov 15, 2017 | S | 3,000 | $13.70 | D | 0 | D | |
| Common Stock | Nov 16, 2017 | M | 1,250 | $7.45 | A | 1,250 | D | |
| Common Stock | Nov 16, 2017 | M | 5,000 | $6.70 | A | 6,250 | D | |
| Common Stock | Nov 16, 2017 | M | 750 | $6.76 | A | 7,000 | D | |
| Common StockF2 | Nov 16, 2017 | S | 7,000 | $14.21 | D | 0 | D | |
| Common Stock | Nov 17, 2017 | M | 3,000 | $6.76 | A | 3,000 | D | |
| Common Stock | Nov 17, 2017 | M | 1,250 | $7.17 | A | 4,250 | D | |
| Common StockF3 | Nov 17, 2017 | S | 4,250 | $13.94 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $2.18 | Nov 15, 2017 | M | 3,000 | D | Mar 5, 2010 | Mar 5, 2019 | Common Stock | 3,000 | 0 | D |
| Stock Option | $7.45 | Nov 16, 2017 | M | 1,250 | D | May 27, 2011 | May 27, 2020 | Common Stock | 1,250 | 0 | D |
| Stock Option | $6.70 | Nov 16, 2017 | M | 5,000 | D | Mar 5, 2013 | Mar 5, 2022 | Common Stock | 5,000 | 0 | D |
| Stock Option | $6.76 | Nov 16, 2017 | M | 750 | D | Feb 26, 2016 | Feb 26, 2025 | Common Stock | 750 | 6,750 | D |
| Stock Option | $6.76 | Nov 17, 2017 | M | 3,000 | D | Feb 26, 2016 | Feb 26, 2025 | Common Stock | 3,000 | 3,750 | D |
| Stock Option | $7.17 | Nov 17, 2017 | M | 1,250 | D | Feb 25, 2017 | Feb 25, 2026 | Common Stock | 1,250 | 3,750 | D |
Explanation of responses
- F1Represents the sale of 3,000 shares in 7 different transactions ranging from $13.63 to $13.78 per share, resulting in a weighted average sale price per share of $13.70. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.
- F2Represents the sale of 7,000 shares in 4 different transactions ranging from $14.18 to $14.33 per share, resulting in a weighted average sale price per share of $14.21. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.
- F3Represents the sale of 4,250 shares in 5 different transactions ranging from $13.91 to $13.98 per share, resulting in a weighted average sale price per share of $13.94. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.