SEC Form 4 · accession 0001584509-17-000226
Aramark · ARMK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harrald F. Kroeker
Officer — SVP, Integration
Period of report
Nov 16, 2017
Accepted (ET)
Nov 20, 2017 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2017 | A | 5,892 | $0.00 | A | 46,260 | D | |
| Common StockF2 | Nov 18, 2017 | F | 603 | $40.82 | D | 45,656 | D | |
| Common StockF2 | Nov 19, 2017 | F | 2,242 | $40.82 | D | 43,414 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $40.74 | Nov 16, 2017 | A | 41,143 | A | — | Nov 16, 2027 | Common Stock | 41,143 | 41,143 | D |
Explanation of responses
- F1Represents restricted stock units, which vest in four equal annual installments beginning on the first anniversary of the date of grant.
- F2Represents shares withheld to pay taxes applicable to vesting of restricted stock units and/or performance stock units and the delivery of cash in lieu of fractional shares in accordance with the terms of the applicable award.
- F3These options to purchase shares of common stock vest in four equal annual installments beginning on the first anniversary of the date of grant.