SEC Form 4 · accession 0001003078-17-000309
MSC INDUSTRIAL DIRECT CO INC · MSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven N Baruch
Officer — EVP, STRATEGY & MARKETING
Period of report
Nov 20, 2017
Accepted (ET)
Nov 21, 2017 · 2:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003078
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $0.001 par valueF1 | Nov 20, 2017 | M | 4,682 | $66.69 | A | 10,556 | D | |
| Class A Common Stock, $0.001 par valueF1 | Nov 20, 2017 | S | 672 | $81.1501 | D | 9,884 | D | |
| Class A Common Stock, $0.001 par valueF1 | Nov 20, 2017 | S | 408 | $81.1876 | D | 9,476 | D | |
| Class A Common Stock, $0.001 par valueF1 | Nov 20, 2017 | S | 4,682 | $81.2721 | D | 4,794 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F2,F3 | $66.69 | Nov 20, 2017 | M | 4,682 | A | — | Oct 20, 2018 | Class A Common Stock, $0.001 par value | 4,682 | 0 | D |
Explanation of responses
- F1Includes shares acquired under the company's Associate Stock Purchase Plan.
- F2Represents options to purchase the Issuer's Class A Common Stock, $0.001 par value ("Common Stock").
- F3An option to purchase 4,682 shares of the Issuer's Common Stock was issued to the Reporting Person under the Issuer's 2005 Omnibus Incentive Plan. 1,170 shares of Common Stock became exercisable on each of October 21, 2012 and October 21, 2013 and 1,171 shares became exercisable on each of October 21, 2014 and October 21, 2015