SEC Form 4 · accession 0001209191-17-061922
SHERWIN WILLIAMS CO · SHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel D. Baxter
Officer — Pres. & GM, Glob. Supply Chain
Period of report
Nov 20, 2017
Accepted (ET)
Nov 21, 2017 · 9:49 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2017 | M | 476 | $180.46 | A | 3,302 | D | |
| Common Stock | Nov 20, 2017 | M | 439 | $227.73 | A | 3,741 | D | |
| Common StockF1 | Nov 20, 2017 | S | 2,376 | $389.26 | D | 1,365 | D | |
| Common StockF2 | holding | — | — | — | 7,100 | I | Stock Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $180.46 | Nov 20, 2017 | M | 476 | D | Oct 16, 2016 | Oct 15, 2023 | Common Stock | 476 | 0 | D |
| Employee Stock Option (Right to Buy) | $227.73 | Nov 20, 2017 | M | 439 | D | Oct 22, 2017 | Oct 21, 2024 | Common Stock | 439 | 0 | D |
Explanation of responses
- F1Of shares listed, 725 are restricted stock units.
- F2Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 09/30/2017 statement.