SEC Form 4 · accession 0001127602-17-032946
Fidelity National Financial, Inc. · FNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas K Ammerman
Director
Period of report
Nov 17, 2017
Accepted (ET)
Nov 21, 2017 · 11:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| FNFV Group Common StockF1 | Nov 17, 2017 | D | 14,257 | — | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNFV Group Phantom StockF2,F1,F3,F4 | — | Nov 17, 2017 | D | 3,727 | D | — | — | FNFV Group Common Stock | 3,727 | 0 | D |
Explanation of responses
- F1Disposition to Issuer in connection with redemption by the Issuer of each share of its FNFV Group common stock for one share of common stock of Cannae Holdings, Inc.
- F2Phantom stock acquired by the reporting person pursuant to the Deferred Compensation Plan.
- F3Prior to the disposition referenced in footnote 1, each share of phantom stock was the economic equivalent of one share of FNFV stock.
- F4Shares of phantom stock are payable in cash following the reporting person's termination of service as a director.