SEC Form 4 · accession 0001468174-17-000131
Hyatt Hotels Corp · H
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Fulton
Officer — See Remarks
Period of report
Nov 14, 2017
Accepted (ET)
Nov 20, 2017 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 14, 2017 | M | 12,070 | $43.44 | A | 38,436 | D | |
| Class A Common Stock | Nov 14, 2017 | D | 7,539 | $69.55 | D | 30,897 | D | |
| Class A Common Stock | Nov 14, 2017 | F | 1,653 | $69.55 | D | 29,244 | D | |
| Class A Common Stock | Nov 14, 2017 | M | 17,263 | $33.12 | A | 46,507 | D | |
| Class A Common Stock | Nov 14, 2017 | D | 8,221 | $69.55 | D | 38,286 | D | |
| Class A Common Stock | Nov 14, 2017 | F | 268 | $69.55 | D | 38,018 | D | |
| Class A Common Stock | Nov 14, 2017 | M | 15,000 | $58.18 | A | 53,018 | D | |
| Class A Common Stock | Nov 14, 2017 | D | 12,548 | $69.55 | D | 40,470 | D | |
| Class A Common Stock | Nov 16, 2017 | S | 2,401 | $70.00 | D | 38,069 | D | |
| Class A Common StockF1 | Nov 17, 2017 | S | 11,703 | $70.00 | D | 26,366 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $43.44 | Nov 14, 2017 | M | 12,070 | D | — | Mar 15, 2023 | Class A Common Stock | 12,070 | 0 | D |
| Stock Appreciation RightsF3 | $33.12 | Nov 14, 2017 | M | 17,263 | D | — | Mar 2, 2020 | Class A Common Stock | 17,263 | 0 | D |
| Stock Appreciation RightsF4 | $58.18 | Nov 14, 2017 | M | 15,000 | D | — | May 2, 2018 | Class A Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $70.00 to $70.01, inclusive. The reporting person undertakes to provide to Hyatt Hotels Corporation, any security holder of Hyatt Hotels Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2The stock appreciation rights ("SARs") issued pursuant to the Third Amended and Restated Hyatt Hotels Corporation Long-Term Incentive Plan (the "LTIP") vested in four equal installments beginning on March 16, 2014.
- F3The SARs issued pursuant to the LTIP vested in four equal annual installments beginning on March 2, 2011.
- F4The SARs issued pursuant to the LTIP vested in four equal annual installments beginning on April 1, 2009.
Remarks
Executive Vice President, Group President-EAME/SW Asia Exhibit List: Exhibit 24 - Power of Attorney