Form4insider filings, from the source

SEC Form 4 · accession 0000899243-17-027103

X4 Pharmaceuticals, Inc · XFOR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Stefan Herr
10% Owner
Jan Adams
10% Owner
Period of report
Nov 20, 2017
Accepted (ET)
Nov 20, 2017 · 9:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501697

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F3Nov 20, 2017C103,278—A103,278D
Common StockF2,F3Nov 20, 2017C247,176—A350,454D
Common StockF3Nov 20, 2017P20,000$10.00A370,454D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series C Convertible Preferred StockF3,F1—Nov 20, 2017C207,253D——Common Stock103,2780D
Series D Convertible Preferred StockF3,F2—Nov 20, 2017C843,613D——Common Stock247,1760D

Explanation of responses