SEC Form 4 · accession 0001209191-17-061912
Alphabet Inc. · GOOGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergey Brin
Officer — President · Director · 10% Owner
Period of report
Nov 16, 2017
Accepted (ET)
Nov 20, 2017 · 9:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 10, 2017 | G | 12,000 | $0.00 | D | 0 | D | |
| Class C Capital Stock | Aug 10, 2017 | G | 12,000 | $0.00 | D | 19,369,435 | D | |
| Class C Capital Stock | Nov 16, 2017 | G | 19,000 | $0.00 | D | 19,350,435 | D | |
| Class A Common Stock | Nov 16, 2017 | C | 19,000 | $0.00 | A | 19,000 | D | |
| Class A Common Stock | Nov 16, 2017 | G | 19,000 | $0.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | $0.00 | Nov 16, 2017 | C | 19,000 | D | — | — | Class A Common Stock | 19,000 | 19,290,366 | D |
Explanation of responses
- F1All shares are exercisable as of the transaction date.
- F2There is no expiration date for the Issuer's Class B Common Stock.