SEC Form 4/A · accession 0001584509-17-000216
Aramark · ARMK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James J. Tarangelo
Officer — Vice President and Treasurer
Period of report
May 25, 2017
Accepted (ET)
Nov 20, 2017 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 25, 2017 | M | 3,000 | $6.97 | A | 8,871 | D | |
| Common StockF2,F1 | May 25, 2017 | S | 3,000 | $37.147 | D | 5,871 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $6.97 | May 25, 2017 | M | 3,000 | D | — | Jun 5, 2017 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1This Form 4 is being amended to include the same day exercise of an option that was inadvertently omitted from the initial Form 4 filing and to correct the resulting balance of securities beneficially owned by the reporting person following the transaction.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.12 to $37.22, inclusive. The reporting person undertakes to provide to Aramark, any security holder of Aramark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Represents stock options, all of which were fully vested.