SEC Form 4 · accession 0001127602-17-032923
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R. McMullen
Officer — CEO and President · Director
Period of report
Nov 17, 2017
Accepted (ET)
Nov 20, 2017 · 7:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2017 | M | 22,481 | $25.73 | A | 336,637 | D | |
| Common StockF1 | Nov 17, 2017 | F | 8,755 | $68.79 | D | 327,882 | D | |
| Common StockF2,F3 | Nov 17, 2017 | S | 22,481 | $68.77 | D | 305,401 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $25.73 | Nov 17, 2017 | M | 22,481 | D | Nov 17, 2011 | Nov 16, 2020 | Common Stock | 22,481 | 22,481 | D |
Explanation of responses
- F1The Reporting person surrendered 8,755 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.
- F2This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on September 26, 2017.
- F3The weighted average sale price is $68.77 with a range of $68.32 - $69.08.