SEC Form 4 · accession 0001437749-17-019637
INPHI Corp · IPHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Roach
Officer — V.P. of Worldwide Sales
Period of report
Nov 16, 2017
Accepted (ET)
Nov 20, 2017 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001160958
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 16, 2017 | M | 14,000 | $8.78 | A | 93,947 | D | |
| Common StockF3,F4 | Nov 16, 2017 | S | 14,000 | $40.4963 | D | 79,947 | D | |
| Common StockF2 | Nov 17, 2017 | M | 14,000 | $8.78 | A | 93,947 | D | |
| Common StockF3,F5 | Nov 17, 2017 | S | 14,000 | $40.0376 | D | 79,947 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option - right to buyF1 | $8.78 | Nov 16, 2017 | M | 14,000 | D | — | Oct 26, 2022 | Common Stock | 14,000 | 14,000 | D |
| Employee Stock Option - right to buyF1 | $8.78 | Nov 17, 2017 | M | 14,000 | D | — | Oct 26, 2022 | Common Stock | 14,000 | 0 | D |
Explanation of responses
- F1This option award vest as to 25% of the shares on 8/29/13 and the remaining shares vest in 36 equal installments thereafter from 8/29/13 to 8/29/16.
- F2The exercise of options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- F3The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- F4Represents the weighted average sales price for a number of transactions effected at prices ranging from $39.95 to $41.00. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- F5Represents the weighted average sales price for a number of transactions effected at prices ranging from $39.81 to $40.28. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.