SEC Form 4 · accession 0001214659-17-006871
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Barclay
Director
Period of report
Nov 15, 2017
Accepted (ET)
Nov 21, 2017 · 7:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | holding | — | — | — | 16,705 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase | $52.20 | Nov 15, 2017 | A | 500 | A | Nov 15, 2019 | Nov 15, 2027 | Common stock | 500 | 500 | D |
| Option to purchase | $52.20 | Nov 15, 2017 | A | 500 | A | Nov 15, 2020 | Nov 15, 2027 | Common stock | 500 | 1,000 | D |
| Option to purchase | $52.20 | Nov 15, 2017 | A | 500 | A | Nov 15, 2021 | Nov 15, 2027 | Common stock | 500 | 1,500 | D |
| Option to purchase | $52.20 | Nov 15, 2017 | A | 500 | A | Nov 15, 2022 | Nov 15, 2027 | Common stock | 500 | 2,000 | D |
| Option to purchaseF1 | $32.59 | holding | — | — | — | — | Oct 15, 2024 | Common Stock | 5,000 | 7,000 | D |
| Option to purchaseF2 | $41.30 | holding | — | — | — | — | Oct 24, 2026 | Common Stock | 2,000 | 9,000 | D |
Explanation of responses
- F11,250 shares vest on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019
- F2500 shares vest on 10/24/2018, 10/24/2019, 10/24/2020 and 10/24/2021