SEC Form 4 · accession 0000899243-17-027098
Rosehill Resources Inc. · ROSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry Quarls
Director
Period of report
Nov 16, 2017
Accepted (ET)
Nov 20, 2017 · 9:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001659122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 16, 2017 | P | 1,400 | $9.00 | A | 19,011 | D | |
| Class A Common StockF2 | Nov 17, 2017 | P | 2,124 | $9.01 | A | 21,135 | D | |
| Class A Common StockF3 | Nov 20, 2017 | P | 437 | $9.16 | A | 21,572 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF4 | $11.50 | Nov 16, 2017 | P | 1,000 | A | May 27, 2017 | Apr 27, 2022 | Class A Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.84 to $9.07, inclusive. The reporting person undertakes to provide to Rosehill Resources Inc., any security holder of Rosehill Resources Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (1), (2) and (3) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.005 to $9.03, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.05 to $9.2, inclusive.
- F4The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $1.005 to $1.01, inclusive. The reporting person undertakes to provide to Rosehill Resources Inc., any security holder of Rosehill Resources Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the range set forth this footnote (4).