SEC Form 4 · accession 0000936340-17-000263
DTE ENERGY CO · DTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard M Anderson
Officer — Chairman and CEO · Director
Period of report
Nov 17, 2017
Accepted (ET)
Nov 21, 2017 · 2:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2017 | M | 5,000 | $41.79 | A | 83,000 | D | |
| Common Stock | Nov 17, 2017 | M | 7,389 | $27.70 | A | 90,389 | D | |
| Common StockF1 | Nov 17, 2017 | S | 12,389 | $112.9299 | D | 78,000 | D | |
| Common StockF2 | holding | — | — | — | 7,744 | I | 401K | |
| Common Stock | holding | — | — | — | 427,232 | I | Gerard M. Anderson Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stock (right to buy)F3 | $41.79 | Nov 17, 2017 | M | 5,000 | D | — | Feb 25, 2018 | Common Stock | 5,000 | 0 | D |
| Common stock (right to buy)F4 | $27.70 | Nov 17, 2017 | M | 7,389 | D | — | Feb 26, 2019 | Common Stock | 7,389 | 0 | D |
Explanation of responses
- F1Price shown is weighted average sale price. The sale transactions reported on this line ranged in price from $112.59 to $113.24. The reporting person hereby undertakes to provide upon request by the Commission staff, DTE Energy Company, or a security holder of DTE Energy Company, full information regarding the number of shares sold at each separate price.
- F2Includes shares of DTE common stock acquired under the DTE Energy Company Savings and Stock Ownership Plan (the "Plan") as of a Plan statement dated as of November 20, 2017.
- F3The option vested in three equal annual installments beginning on February 25, 2008.
- F4The option vested in three equal annual installments beginning on February 26, 2009.