SEC Form 4 · accession 0001179110-17-014392
AFFILIATED MANAGERS GROUP, INC. · AMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean M Healey
Officer — CEO and Chairman · Director
Period of report
Nov 16, 2017
Accepted (ET)
Nov 20, 2017 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004434
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2017 | M | 78,966 | $99.66 | A | 194,943 | D | |
| Common Stock | Nov 16, 2017 | F | 34,337 | $185.49 | D | 160,606 | D | |
| Common StockF1 | Nov 17, 2017 | S | 69,800 | $185.48 | D | 90,806 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $99.66 | Nov 16, 2017 | M | 78,966 | D | Dec 31, 2015 | Jul 19, 2018 | Common Stock | 78,966 | 70,031 | D |
Explanation of responses
- F1The sale reflects the weighted average sales price of the shares sold; the individual transaction prices ranged from $184.26 to $187.24. Specific transaction details will be provided to the SEC upon request.