SEC Form 4 · accession 0000098246-17-000277

TIFFANY & CO · TIF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 16, 2017

Accepted (ET)

Nov 20, 2017 · 9:14 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000098246

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock $.01 Par^F1,F2,F3	Nov 16, 2017	A	571	$0.00	A	74,285	D
Common Stock $.01 Par	holding	—	—		—	30,585	I	By Trust
Common Stock $.01 Par	holding	—	—		—	7,000	I	By Kowalski Family Foundation

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (Right to Buy)^F4	$92.94	Nov 16, 2017	A	3,334	A	Nov 17, 2017	Nov 16, 2027	Common Stock $.01 Par	3,334	3,334	D

F1Includes 571 unvested restricted stock units, which will vest in accordance with their terms on the earlier of the one-year anniversary of the grant date, or the termination of the reporting person's service as director due to death or disability.
F2Given for no consideration.
F3Includes 2,688 restricted stock units, 2,117 of which are vested, and 571 of which will vest on the earlier of November 16, 2018, or the termination of the reporting person's service as a director due to death or disability. The reporting person has elected to defer the maturity date of the 2,117 vested restricted stock units (and thereby the delivery of the related shares) until six months after the date on which he ceases to be a director; the terms of such restricted stock units provide for earlier delivery upon the death, or the end of service as a result of disability, of the reporting person.
F4Options granted pursuant to the Tiffany & Co. 2017 Directors Equity Compensation Plan, which complies with Rule 16b-3. The option is exercisable on the first business day following the grant date.