SEC Form 4 · accession 0001225208-17-017530
ZILLOW GROUP, INC. · Z AND ZG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David A. Beitel
Officer — Chief Technology Officer
Period of report
Nov 16, 2017
Accepted (ET)
Nov 20, 2017 · 7:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital StockF1,F2 | Nov 16, 2017 | S | 708 | $40.7266 | D | 31,901 | D | |
| Class A Common Stock | Nov 17, 2017 | S | 36 | $41.245 | D | 4 | D | |
| Class C Capital Stock | Nov 17, 2017 | M | 44,592 | $28.6211 | A | 76,493 | D | |
| Class C Capital Stock | Nov 17, 2017 | M | 20,000 | $26.06 | A | 96,493 | D | |
| Class C Capital StockF3 | Nov 17, 2017 | S | 64,592 | $41.0801 | D | 31,901 | D | |
| Class C Capital Stock | Nov 20, 2017 | M | 40,000 | $26.06 | A | 71,901 | D | |
| Class C Capital Stock | Nov 20, 2017 | M | 23,750 | $26.06 | A | 95,651 | D | |
| Class C Capital StockF4 | Nov 20, 2017 | S | 63,750 | $41.16 | D | 31,901 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $28.6211 | Nov 17, 2017 | M | 44,592 | D | Feb 1, 2015 | Jan 2, 2021 | Class C Capital Stock | 44,592 | 5,974 | D |
| Stock Option (Right to Buy) | $26.06 | Nov 17, 2017 | M | 20,000 | D | Aug 3, 2016 | Aug 18, 2022 | Class C Capital Stock | 20,000 | 105,001 | D |
| Stock Option (Right to Buy) | $26.06 | Nov 20, 2017 | M | 40,000 | D | Jan 1, 2017 | Aug 18, 2022 | Class C Capital Stock | 40,000 | 110,000 | D |
| Stock Option (Right to Buy) | $26.06 | Nov 20, 2017 | M | 23,750 | D | Aug 3, 2016 | Aug 18, 2022 | Class C Capital Stock | 23,750 | 81,251 | D |
Explanation of responses
- F1Represents shares sold to cover tax withholding due upon vesting of restricted stock units.
- F2The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $40.6801 to $40.74. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $41.00 to $41.21. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F4The reported price is a weighted average sale price. These shares were sold in mulitiple transactions at prices ranging from $40.91 to $41.42. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F5Date at which first vesting occurs is indicated. 1/4th of the total number of shares originally subject to the option become exercisable at the first vesting date and an additional 1/48th become exercisable each month thereafter until the option is fully vested.