SEC Form 4 · accession 0001179110-17-014383
Sterling Real Estate Trust
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Wieland
10% Owner · Other
Period of report
Nov 20, 2017
Accepted (ET)
Nov 20, 2017 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412502
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Limited Partnership UnitsF1,F3,F4 | — | Nov 20, 2017 | P | 8,000 | A | — | — | Common Shares | 8,000 | 585,594 | I |
Explanation of responses
- F1The units are subject to exchange or redemption pursuant to the terms of the LLLP Agreement and the applicable redemption plan.
- F2The reporting person received the Limited Partnership Units in connection with a private sale.
- F3The units are subject to exchange or redemption pursuant to the terms of the LLLP Agreement and the applicable redemption plan.
- F4These derivative securities do not have an expiration date.