Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 3, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

353 filings · trading day Nov 3, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 1, 2017 AForm 4 →	Nov 2, 6:30 pm EDT	MONARCH CASINO & RESORT INCMCRI	John FarahiCEO, Director, 10% Owner	66,668	$45.32	$3,021,394	466,668	—
Nov 1, 2017 AForm 4 →	Nov 2, 8:03 pm EDT	MONARCH CASINO & RESORT INCMCRI	Bob FarahiPresident, Director	33,333	$45.32	$1,510,652	233,336	—
Nov 1, 2017 MForm 4 →	Nov 3, 8:29 am EDT	MSA Safety IncMSA	Kerry M BoveSenior Vice President	10,007	$24.63	$246,472	0	—
Oct 31, 2017 MForm 4 →	Nov 2, 8:00 pm EDT	ENZO BIOCHEM INCENZ	Gregory M. BortzDirector	59,455	$2.88	$171,230	239,632	—
Oct 31, 2017 MForm 4 →	Nov 2, 8:00 pm EDT	ENZO BIOCHEM INCENZ	Dov PerlyskyDirector	59,455	$2.88	$171,230	239,632	—
Oct 31, 2017 JForm 4 →	Nov 2, 8:26 pm EDT	BARINGS CORPORATE INVESTORSMCI	Robert David ErwinOther	9,127	$16.00	$146,034	0	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:53 pm EDT	AT&T INC.T	Joyce M RocheDirector	3,071	$33.65	$103,338	171,874	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:55 pm EDT	AT&T INC.T	Matthew K RoseDirector	2,638	$33.65	$88,767	74,102	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:59 pm EDT	AT&T INC.T	Laura D TysonDirector	1,871	$33.65	$62,950	130,339	—
Nov 1, 2017 AForm 4 →	Nov 3, 10:29 am EDT	FIRSTENERGY CORPFE	Jerry Sue ThorntonDirector	1,756	$32.73	$57,474	15,139	—
Nov 1, 2017 MForm 4 →	Nov 3, 3:45 pm EDT	SUMMIT FINANCIAL GROUP INCSMMF	H Charles Maddy IIIPresident & CEO, Director	3,800	$14.73	$55,982	2,400	—
Nov 1, 2017 AForm 4 →	Nov 3, 12:51 pm EDT	Gannett Co., Inc.GCI	John Jeffry LouisDirector	6,388	$8.61	$55,000	38,073	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:51 pm EDT	AT&T INC.T	Beth E MooneyDirector	1,500	$33.65	$50,482	33,096	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:41 pm EDT	AT&T INC.T	Samuel A Di Piazza Jr.Director	1,499	$33.65	$50,449	20,272	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:46 pm EDT	AT&T INC.T	Glenn H HutchinsDirector	1,427	$33.65	$48,010	27,977	—
Nov 1, 2017 AMForm 4 →	Nov 3, 3:26 pm EDT	ELECTRONIC ARTS INC.EA	Jay C HoagDirector	408	$104.17	$42,501	0	—
Nov 1, 2017 AForm 4 →	Nov 3, 9:16 am EDT	FIRSTENERGY CORPFE	Paul T AddisonDirector	1,031	$32.73	$33,745	51,957	—
Nov 1, 2017 AForm 4 →	Nov 3, 9:19 am EDT	FIRSTENERGY CORPFE	Michael J AndersonDirector	1,031	$32.73	$33,745	44,656	—
Nov 1, 2017 AForm 4 →	Nov 3, 9:27 am EDT	FIRSTENERGY CORPFE	Julia L JohnsonDirector	1,031	$32.73	$33,745	35,752	—
Nov 1, 2017 AForm 4 →	Nov 3, 9:31 am EDT	FIRSTENERGY CORPFE	Donald T MisheffDirector	1,031	$32.73	$33,745	24,799	—
Nov 1, 2017 AForm 4 →	Nov 3, 9:36 am EDT	FIRSTENERGY CORPFE	Thomas N MitchellDirector	1,031	$32.73	$33,745	8,300	—
Nov 1, 2017 AForm 4 →	Nov 3, 9:42 am EDT	FIRSTENERGY CORPFE	Christopher D PappasDirector	1,031	$32.73	$33,745	32,733	—
Nov 1, 2017 AForm 4 →	Nov 3, 10:23 am EDT	FIRSTENERGY CORPFE	Luis A ReyesDirector	1,031	$32.73	$33,745	19,052	—
Nov 1, 2017 AForm 4 →	Nov 3, 10:26 am EDT	FIRSTENERGY CORPFE	George M SmartDirector	1,031	$32.73	$33,745	71,942	—
Nov 1, 2017 AForm 4 →	Nov 3, 12:47 pm EDT	Gannett Co., Inc.GCI	Tony A ProphetDirector	3,484	$8.61	$30,000	34,713	—
Nov 1, 2017 AForm 4 →	Nov 3, 12:54 pm EDT	Gannett Co., Inc.GCI	Donald E FelsingerDirector	3,484	$8.61	$30,000	41,158	—
Nov 3, 2017 JForm 4 →	Nov 3, 3:31 pm EDT	Immudyne, Inc.IMMD	Justin SchreiberPresident, Immudyne PR, Director, 10% Owner	67,861	$0.40	$27,144	67,861	—
Nov 1, 2017 AForm 4 →	Nov 3, 12:58 pm EDT	Gannett Co., Inc.GCI	Matthew Winthrop BarzunDirector	2,904	$8.61	$25,000	16,625	—
Nov 3, 2017 AForm 4 →	Nov 3, 2:39 pm EDT	BECTON DICKINSON & COBDX	Christopher Ian Montague JonesDirector	116	$208.67	$24,206	5,877	—
Nov 3, 2017 AForm 4 →	Nov 3, 2:42 pm EDT	BECTON DICKINSON & COBDX	Bertram L ScottDirector	116	$208.67	$24,206	13,818	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:45 pm EDT	AT&T INC.T	Scott T FordDirector	549	$33.65	$18,480	38,263	—
Nov 1, 2017 JForm 4/A →	Nov 3, 10:08 am EDT	ERIE INDEMNITY COERIE	J Ralph Borneman Jr.Director	121	$120.80	$14,568	14,537	—
Nov 1, 2017 JForm 4/A →	Nov 3, 10:18 am EDT	ERIE INDEMNITY COERIE	Eugene C ConnellDirector	121	$120.80	$14,568	247	—
Nov 1, 2017 JForm 4/A →	Nov 3, 11:09 am EDT	ERIE INDEMNITY COERIE	LuAnn DateshDirector	121	$120.80	$14,568	915	—
Nov 1, 2017 JForm 4/A →	Nov 3, 11:32 am EDT	ERIE INDEMNITY COERIE	Jonathan Hirt HagenDirector	121	$120.80	$14,568	11,666	—
Nov 1, 2017 JForm 4/A →	Nov 3, 11:46 am EDT	ERIE INDEMNITY COERIE	Thomas B HagenDirector	121	$120.80	$14,568	9,544	—
Nov 1, 2017 JForm 4/A →	Nov 3, 11:54 am EDT	ERIE INDEMNITY COERIE	Charles Scott HartzDirector	121	$120.80	$14,568	13,606	—
Nov 1, 2017 JForm 4/A →	Nov 3, 12:05 pm EDT	ERIE INDEMNITY COERIE	Brian Arden Hudson Sr.Director	121	$120.80	$14,568	247	—
Nov 1, 2017 JForm 4/A →	Nov 3, 12:13 pm EDT	ERIE INDEMNITY COERIE	Claude C Lilly IIIDirector	121	$120.80	$14,568	14,537	—
Nov 1, 2017 JForm 4/A →	Nov 3, 12:19 pm EDT	ERIE INDEMNITY COERIE	George R LucoreDirector	121	$120.80	$14,568	915	—
Nov 1, 2017 JForm 4/A →	Nov 3, 12:25 pm EDT	ERIE INDEMNITY COERIE	Thomas W PalmerDirector	121	$120.80	$14,568	10,597	—
Nov 1, 2017 JForm 4/A →	Nov 3, 12:37 pm EDT	ERIE INDEMNITY COERIE	Martin SheffieldDirector	121	$120.80	$14,568	5,782	—
Nov 1, 2017 JForm 4/A →	Nov 3, 12:44 pm EDT	ERIE INDEMNITY COERIE	Richard L StoverDirector	121	$120.80	$14,568	5,782	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:07 pm EDT	CONOCOPHILLIPSCOP	Richard H AuchinleckDirector	273	$51.32	$14,009	84,730	—
Nov 1, 2017 AForm 4 →	Nov 2, 4:57 pm EDT	LIBBEY INCLBY	Steve NaveDirector	1,912	$7.19	$13,750	4,769	—
Oct 31, 2017 AForm 4 →	Nov 2, 5:16 pm EDT	Post Holdings, Inc.POST	Jay W BrownDirector	154	$82.93	$12,777	15,163	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:50 pm EDT	AT&T INC.T	Michael B McCallisterDirector	380	$33.65	$12,771	26,444	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:06 pm EDT	CONOCOPHILLIPSCOP	John V FaraciDirector	240	$51.31	$12,316	16,688	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:04 pm EDT	CONOCOPHILLIPSCOP	Robert A NiblockDirector	228	$51.32	$11,700	39,603	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:58 pm EDT	BRINKS COBCO	Ronald James DomanicoEVP, Chief Financial Officer	151	$76.10	$11,500	3,078	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:05 pm EDT	CONOCOPHILLIPSCOP	Harald J NorvikDirector	216	$51.32	$11,084	69,221	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:05 pm EDT	CONOCOPHILLIPSCOP	Arjun N MurtiDirector	212	$51.32	$10,879	21,624	—
Oct 31, 2017 AForm 4 →	Nov 2, 5:15 pm EDT	Post Holdings, Inc.POST	David P SkarieDirector	127	$82.93	$10,555	12,966	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:57 pm EDT	AT&T INC.T	Cindy B TaylorDirector	307	$33.65	$10,331	21,390	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:57 pm EDT	BRINKS COBCO	Douglas A PertzPresident and CEO, Director	125	$76.10	$9,500	2,843	—
Nov 1, 2017 AForm 4 →	Nov 2, 4:58 pm EDT	TIME WARNER INC.TWX	Jeffrey L BewkesChairman of the Board and CEO, Director	97	$98.39	$9,496	23,688	—
Oct 31, 2017 AForm 4 →	Nov 2, 5:16 pm EDT	Post Holdings, Inc.POST	Ellen F HarshmanDirector	107	$82.93	$8,889	107	—
Oct 31, 2017 AForm 4 →	Nov 2, 5:16 pm EDT	Post Holdings, Inc.POST	David W KemperDirector	107	$82.93	$8,889	2,906	—
Oct 31, 2017 AForm 4 →	Nov 2, 5:17 pm EDT	Post Holdings, Inc.POST	Edwin H CallisonDirector	107	$82.93	$8,889	11,356	—
Oct 31, 2017 AForm 4 →	Nov 2, 5:17 pm EDT	Post Holdings, Inc.POST	Robert E GroteDirector	107	$82.93	$8,889	12,994	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:48 pm EDT	AT&T INC.T	William E KennardDirector	235	$33.65	$7,898	16,353	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:58 pm EDT	BRINKS COBCO	Thomas ColanController	98	$76.10	$7,427	3,538	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:42 pm EDT	AT&T INC.T	Richard W FisherDirector	164	$33.65	$5,522	11,433	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:59 pm EDT	BRINKS COBCO	McAlister C Marshall IISVP, Gen Counsel & CAO	61	$76.10	$4,631	42,430	—
Oct 31, 2017 FForm 4 →	Nov 3, 2:02 pm EDT	FNB BANCORP/CA/FNBG	David A CurtisSVP/CFO	300	$15.32	$4,596	1,956	—	late
Oct 31, 2017 AForm 4 →	Nov 2, 4:59 pm EDT	BRINKS COBCO	Rohan PalSVP, Chief Information Officer	51	$76.10	$3,850	1,481	—
Oct 31, 2017 AForm 4 →	Nov 2, 5:00 pm EDT	AT&T INC.T	Geoffrey Y YangDirector	81	$33.65	$2,729	5,650	—
Nov 1, 2017 AForm 4 →	Nov 2, 4:54 pm EDT	SCANA CORPSCG	Jimmy E AddisonSCANA & SCEG Exec. VP & CFO	36	$42.63	$1,525	5,287	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:58 pm EDT	BRINKS COBCO	Michael F BeechExecutive Vice President	11	$76.10	$800	6,542	—
Oct 31, 2017 AForm 4 →	Nov 2, 7:03 pm EDT	PFIZER INCPFE	Albert BourlaGroup President	21	$35.06	$736	10,837	—
Nov 1, 2017 AForm 4 →	Nov 2, 4:54 pm EDT	SCANA CORPSCG	Stephen A ByrneSCANA Exec. VP/SCEG COO & Pres	11	$42.63	$458	31,407	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:00 pm EDT	TIME WARNER INC.TWX	Fred HassanDirector	5	$98.45	$449	1,119	—
Nov 1, 2017 AForm 4 →	Nov 3, 3:35 pm EDT	XCEL ENERGY INCXEL	Christopher B ClarkPresident, NSPM	9	$49.23	$425	278	—
Oct 31, 2017 AForm 4 →	Nov 2, 7:03 pm EDT	PFIZER INCPFE	John D YoungGroup President	11	$35.06	$386	8,846	—
Nov 1, 2017 SForm 4 →	Nov 2, 4:09 pm EDT	CONCURRENT COMPUTER CORP/DECCUR	Julian D. Singer10% Owner	200	$1.65	$330	200	—
Oct 31, 2017 AForm 4 →	Nov 2, 7:03 pm EDT	PFIZER INCPFE	Rady A JohnsonExecutive Vice President	4	$35.06	$140	4,272	—
Nov 1, 2017 MForm 4 →	Nov 2, 4:01 pm EDT	L3 TECHNOLOGIES, INC.LLL	Michael T StrianeseSee Remarks, Director	22,547	—	—	22,545	—
Oct 31, 2017 MForm 4 →	Nov 2, 4:01 pm EDT	QUANTENNA COMMUNICATIONS INCQTNA	Lionel BonnotSVP Mktg & Business Dev.	7,500	—	—	727	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:02 pm EDT	STERICYCLE INCSRCL	Lynn Dorsey BleilDirector	141	—	—	1,776	—
Nov 1, 2017 MForm 4 →	Nov 2, 4:02 pm EDT	QUANTENNA COMMUNICATIONS INCQTNA	Sam HeidariChairman and CEO, Director	2,000	—	—	24,460	—
Nov 1, 2017 MForm 4 →	Nov 2, 4:02 pm EDT	Rubicon Technology, Inc.RBCN	Mardel A GraffyChief Financial Officer	414	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 2, 4:04 pm EDT	Kraton CorpKRA	Kevin Michael FogartyPresident and CEO, Director	81,430	—	—	0	—
Oct 31, 2017 CForm 4 →	Nov 2, 4:05 pm EDT	FORESCOUT TECHNOLOGIES, INCFSCT	Ranzetta Theresia GouwDirector	602,785	—	—	0	—
Oct 31, 2017 CForm 4 →	Nov 2, 4:05 pm EDT	FORESCOUT TECHNOLOGIES, INCFSCT	Rami KalishDirector, 10% Owner	2,298,178	—	—	0	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:06 pm EDT	FORESCOUT TECHNOLOGIES, INCFSCT	Rami KalishDirector, 10% Owner	324,283	—	—	0	—
Nov 1, 2017 JForm 4 →	Nov 2, 4:06 pm EDT	UNITED PARCEL SERVICE INCUPS	Kevin M WarshDirector	223	—	—	4,161	—
Oct 31, 2017 CForm 4 →	Nov 2, 4:06 pm EDT	FORESCOUT TECHNOLOGIES, INCFSCT	ACCEL VIII ASSOCIATES LLC +510% Owner	2,818,217	—	—	0	—
Oct 31, 2017 CForm 4 →	Nov 2, 4:07 pm EDT	FORESCOUT TECHNOLOGIES, INCFSCT	Amadeus Capital Partners LTD +810% Owner	5,584,993	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 2, 4:07 pm EDT	SENSIENT TECHNOLOGIES CORPSXT	Fergus M ClydesdaleDirector	2,000	—	—	0	—
Oct 31, 2017 CForm 4 →	Nov 2, 4:07 pm EDT	FORESCOUT TECHNOLOGIES, INCFSCT	Amadeus Capital Partners LTD +610% Owner	5,584,993	—	—	0	—
Oct 31, 2017 CForm 4 →	Nov 2, 4:07 pm EDT	FORESCOUT TECHNOLOGIES, INCFSCT	Pitango V.C. Fund III General Partner +610% Owner	2,298,178	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 2, 4:08 pm EDT	WHITING PETROLEUM CORPWLL	Bradley J HollyPresident & CEO, Director	158,478	—	—	158,478	—
Oct 31, 2017 CForm 4 →	Nov 2, 4:08 pm EDT	FORESCOUT TECHNOLOGIES, INCFSCT	Pitango V.C. Fund III General Partner +610% Owner	324,283	—	—	0	—
Oct 31, 2017 CForm 4 →	Nov 2, 4:08 pm EDT	FORESCOUT TECHNOLOGIES, INCFSCT	Meritech Management Associates II L.L.C. +610% Owner	2,353,074	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 2, 4:13 pm EDT	Horizon Pharma plcHZNP	Eric MosbrookerSVP, Orphan Business Unit	4,435	—	—	13,306	—
Oct 31, 2017 MForm 4 →	Nov 2, 4:14 pm EDT	Mellanox Technologies, Ltd.MLNX	Dov BaharavDirector	19,000	—	—	0	—
Sep 28, 2017 AForm 4/A →	Nov 2, 4:18 pm EDT	AT&T INC.T	Lori M LeeSr.EVP & Global Mktg. Officer	2,038	—	—	18,946	—
Nov 1, 2017 MForm 4 →	Nov 2, 4:18 pm EDT	LOEWS CORPL	Joseph L BowerDirector	1,500	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 2, 4:18 pm EDT	VALIDUS HOLDINGS LTDVR	Lixin ZengCEO AlphaCat Managers	26,136	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 2, 4:20 pm EDT	Fortive CorpFTV	Raj RatnakarVP - Strategic Development	742	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 2, 4:20 pm EDT	SS&C Technologies Holdings IncSSNC	Patrick J PedontiSVP and CFO	20,000	—	—	17,500	—
Nov 1, 2017 MForm 4 →	Nov 2, 4:20 pm EDT	Fortive CorpFTV	Patrick J ByrneSenior Vice President	7,414	—	—	0	—
Sep 30, 2017 AForm 4/A →	Nov 2, 4:20 pm EDT	AT&T INC.T	Brian D LesserCEO-AT&T Advertising&Analytics	8,060	—	—	8,060	—
Nov 1, 2017 MForm 4 →	Nov 2, 4:24 pm EDT	Mondelez International, Inc.MDLZ	Karen J MayEVP, Human Resources	66,160	—	—	0	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:25 pm EDT	CAMBREX CORPCBM	Gregory B BrownDirector	360	—	—	360	—
Oct 31, 2017 MForm 4 →	Nov 2, 4:26 pm EDT	STRATTEC SECURITY CORPSTRT	Patrick J HansenSenior Vice Presidence & CFO	1,900	—	—	2,901	—
Oct 31, 2017 MForm 4 →	Nov 2, 4:28 pm EDT	TripAdvisor, Inc.TRIP	Noel Bertram WatsonChief Accounting Officer	1,024	—	—	1,026	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:29 pm EDT	TransMontaigne Partners L.P.TLP	Frederick W BoutinChief Executive Officer	423	—	—	23,725	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:29 pm EDT	TransMontaigne Partners L.P.TLP	James F. DuganExecutive VP / COO	234	—	—	13,131	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:29 pm EDT	TransMontaigne Partners L.P.TLP	Robert T FullerExecutive VP /CFO/Treasurer	211	—	—	11,837	—
Nov 1, 2017 MForm 4 →	Nov 2, 4:30 pm EDT	Oxford Immunotec Global PLCOXFD	Richard A SandbergDirector	3,000	—	—	7,650	—
Nov 1, 2017 CMForm 4 →	Nov 2, 4:30 pm EDT	Wayfair Inc.W	Edmond MacriChief Product/Marketing	1,500	—	—	0	—
Nov 1, 2017 CMForm 4 →	Nov 2, 4:31 pm EDT	Wayfair Inc.W	Steve OblakChief Merchandising Officer	1,500	—	—	0	—
Nov 1, 2017 CMForm 4 →	Nov 2, 4:31 pm EDT	Wayfair Inc.W	John Champlin MullikenChief Technology Officer	1,500	—	—	0	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:31 pm EDT	TransMontaigne Partners L.P.TLP	Michael A HammellExecutive VP/Gen Counsel & SEC	194	—	—	10,878	—
Oct 23, 2017 AForm 4 →	Nov 2, 4:31 pm EDT	INTERNATIONAL TOWER HILL MINES LTDTHM	Stephen A LangDirector	129,687	—	—	129,687	—	late
Oct 31, 2017 AForm 4 →	Nov 2, 4:32 pm EDT	TransMontaigne Partners L.P.TLP	Mark HuffPresident	380	—	—	21,279	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:33 pm EDT	TransMontaigne Partners L.P.TLP	Lisa M KearneyVP / Chief Accounting Officer	30	—	—	1,701	—
Oct 23, 2017 AForm 4 →	Nov 2, 4:33 pm EDT	INTERNATIONAL TOWER HILL MINES LTDTHM	Thomas S. WengDirector	129,687	—	—	129,687	—	late
Oct 31, 2017 MForm 4 →	Nov 2, 4:34 pm EDT	DANA INCDAN	Robert D PylePres, Light Vehicle Driveline	41,029	—	—	0	—
Oct 31, 2017 MForm 4 →	Nov 2, 4:34 pm EDT	DANA INCDAN	Rodney R FilcekSVP & Chief Acctg Offic	23,470	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 2, 4:34 pm EDT	LENNAR CORP /NEW/LEN, LEN.B	Armando J OliveraDirector	575	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 2, 4:37 pm EDT	PUBLIC SERVICE ENTERPRISE GROUP INCPEG	Ralph IzzoChairman, President and CEO, Director	39,960	—	—	0	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:37 pm EDT	MOBILEIRON, INC.MOBL	Simon BiddiscombePresident and CEO, Director	100,000	—	—	100,000	—
Nov 1, 2017 MForm 4 →	Nov 2, 4:37 pm EDT	QUAKER CHEMICAL CORPKWR	Adrian SteeplesVP & Managing Director - A/P	4,911	—	—	2,426	—
Nov 1, 2017 MForm 4 →	Nov 2, 4:38 pm EDT	ANADARKO PETROLEUM CORPAPC	Mitchell W IngramEVP, Intl & DW Ops & Proj Mgmt	19,936	—	—	19,936	—
Oct 31, 2017 AForm 4 →	Nov 2, 4:38 pm EDT	MOBILEIRON, INC.MOBL	Gregory RandolphSVP, Worldwide Sales	100,000	—	—	100,000	—
Oct 23, 2017 AForm 4 →	Nov 2, 4:38 pm EDT	INTERNATIONAL TOWER HILL MINES LTDTHM	Thomas E IrwinDirector	129,687	—	—	129,687	—	late
Nov 1, 2017 MForm 4 →	Nov 2, 4:39 pm EDT	Anthem, Inc.ANTM	Joseph SwedishChair, President & CEO, Director	21,125	—	—	38,928	—
Oct 31, 2017 MForm 4 →	Nov 2, 4:41 pm EDT	SAIA INCSAIA	Richard D OdellPresident & CEO of Saia	39,600	—	—	0	—
Oct 23, 2017 AForm 4 →	Nov 2, 4:42 pm EDT	INTERNATIONAL TOWER HILL MINES LTDTHM	Karl L HannemanChief Executive Officer	250,000	—	—	250,000	—	late
Oct 31, 2017 AForm 4 →	Nov 2, 4:42 pm EDT	Citizens Community Bancorp Inc.CZWI	James S BroucekChief Financial Officer	8,000	—	—	8,000	—
Oct 30, 2017 MForm 4/A →	Nov 2, 4:43 pm EDT	PLEXUS CORPPLXS	Ronnie DarrochExec VP-Global Mfg & Reg Pres	1,900	—	—	1,900	—
Oct 31, 2017 MForm 4 →	Nov 2, 4:44 pm EDT	PLEXUS CORPPLXS	Oliver K. MihmRegional President - EMEA	16,473	—	—	1,313	—
Oct 31, 2017 MForm 4 →	Nov 2, 4:45 pm EDT	PLEXUS CORPPLXS	Angelo Michael Ninivaggi Jr.Sr. VP, CAO, Gen Coun & Secy	16,000	—	—	0	—
Oct 23, 2017 AForm 4 →	Nov 2, 4:47 pm EDT	INTERNATIONAL TOWER HILL MINES LTDTHM	John J. EllisDirector	129,687	—	—	129,687	—	late
Nov 1, 2017 MForm 4 →	Nov 2, 4:49 pm EDT	SEMTECH CORPSMTC	Charles B. AmmannEVP	2,250	—	—	16,500	—
Nov 1, 2017 AMForm 4 →	Nov 2, 4:50 pm EDT	NICOLET BANKSHARES INCNCBS	Michael E DanielsEVP and Secretary, Director	132,000	—	—	67,500	—
Nov 2, 2017 MForm 4 →	Nov 2, 4:50 pm EDT	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	2,176	—	—	8,707	—
Nov 1, 2017 AMForm 4 →	Nov 2, 4:51 pm EDT	NICOLET BANKSHARES INCNCBS	Robert Bruce AtwellChairman, President & CEO, Director	119,100	—	—	67,500	—
Oct 31, 2017 MForm 4 →	Nov 2, 4:51 pm EDT	Yext, Inc.YEXT	Tom Christopher DixonChief Technology Officer	12,500	—	—	667,485	—
Oct 23, 2017 AForm 4 →	Nov 2, 4:51 pm EDT	INTERNATIONAL TOWER HILL MINES LTDTHM	Mark R HamiltonDirector	129,687	—	—	129,687	—	late
Nov 1, 2017 CMForm 4 →	Nov 2, 4:56 pm EDT	MINDBODY, Inc.MB	Brett T WhiteCFO & COO	30,000	—	—	0	—
Oct 31, 2017 AForm 4 →	Nov 2, 5:00 pm EDT	Care.com IncCRCM	Daniel S YooDirector	4,613	—	—	3,451	—
Oct 31, 2017 MForm 4 →	Nov 2, 5:01 pm EDT	JOHNSON & JOHNSONJNJ	Paulus StoffelsExec VP, Chief Scientific Off	75,492	—	—	0	—
Oct 31, 2017 MForm 4 →	Nov 2, 5:01 pm EDT	Avery Dennison CorpAVY	Mitchell R ButierPresident and CEO, Director	77,551	—	—	0	—
Nov 1, 2017 PForm 4 →	Nov 2, 5:01 pm EDT	Ener-Core, Inc.ENCR	Michael J HammonsDirector	2,222	—	—	2,222	—
Oct 31, 2017 AForm 4 →	Nov 2, 5:01 pm EDT	American Renal Associates Holdings, Inc.ARA	Don E WilliamsonEVP, Chief Operating Officer	53,020	—	—	53,020	—
Oct 31, 2017 MForm 4 →	Nov 2, 5:02 pm EDT	PHOTRONICS INCPLAB	Sean T SmithConsultant/ Former SVP & CFO	18,750	—	—	0	—
Oct 31, 2017 MForm 4 →	Nov 2, 5:03 pm EDT	YELP INCYELP	Geoffrey L DonakerDirector	6,000	—	—	411,000	—
Sep 19, 2017 PForm 4/A →	Nov 2, 5:03 pm EDT	Ener-Core, Inc.ENCR	Domonic J. CarneyChief Financial Officer	11,111	—	—	11,111	—
Nov 2, 2017 MForm 4 →	Nov 2, 5:04 pm EDT	FEDEX CORPFDX	Shirley A JacksonDirector	3,980	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:08 pm EDT	CIRRUS LOGIC INCCRUS	Scott Arnold AndersonVP & GM Audio Division	22,200	—	—	17,213	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:08 pm EDT	CIRRUS LOGIC INCCRUS	JoDee BensonVP & Chief Culture Office	20,500	—	—	15,788	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:09 pm EDT	CIRRUS LOGIC INCCRUS	Andrew BrannanVP of Worldwide Sales	19,725	—	—	15,125	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:09 pm EDT	CIRRUS LOGIC INCCRUS	Randolph K CarlsonVP of Supply Chain Divisi	19,000	—	—	14,667	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:09 pm EDT	CIRRUS LOGIC INCCRUS	Thurman K CaseVP & CFO	20,500	—	—	15,788	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:10 pm EDT	CIRRUS LOGIC INCCRUS	Bradley J FlukeVP & GM, MEMS Division	19,725	—	—	15,125	—
Oct 31, 2017 AForm 4 →	Nov 2, 5:10 pm EDT	Bluerock Residential Growth REIT, Inc.BRG	Michael L. KonigSee Remarks	433,515	—	—	472,296	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:10 pm EDT	CIRRUS LOGIC INCCRUS	Allan HughesVP of Cirrus Logic Intern	19,725	—	—	15,125	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:10 pm EDT	CIRRUS LOGIC INCCRUS	Jason P RhodePresident & CEO, Director	120,000	—	—	91,667	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:11 pm EDT	CIRRUS LOGIC INCCRUS	Rashpal SahotaVP & Audio GM	19,725	—	—	15,125	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:11 pm EDT	Walgreens Boots Alliance, Inc.WBA	Stefano PessinaExecutive Vice Chairman, CEO, Director, 10% Owner	504,710	—	—	504,710	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:11 pm EDT	CIRRUS LOGIC INCCRUS	Scott ThomasVP General Counsel & Corp	21,400	—	—	16,500	—
Oct 31, 2017 AForm 4 →	Nov 2, 5:12 pm EDT	Bluerock Residential Growth REIT, Inc.BRG	Gary KachadurianDirector	181,935	—	—	178,296	—
Nov 1, 2017 MForm 4 →	Nov 2, 5:13 pm EDT	DANAHER CORP /DE/DHR	Thomas Patrick Joyce Jr.President and CEO, Director	125,989	—	—	0	—
Oct 31, 2017 AForm 4 →	Nov 2, 5:14 pm EDT	Bluerock Residential Growth REIT, Inc.BRG	James G. Babb IIIChief Investment Officer	545,803	—	—	594,626	—
Oct 31, 2017 AForm 4 →	Nov 2, 5:16 pm EDT	Bluerock Residential Growth REIT, Inc.BRG	Jordan B. RuddySee Remarks	433,515	—	—	424,845	—
Oct 31, 2017 AForm 4 →	Nov 2, 5:17 pm EDT	Bluerock Residential Growth REIT, Inc.BRG	Ramin KamfarChairman and CEO, Director	1,907,467	—	—	4,144,421	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:18 pm EDT	Walgreens Boots Alliance, Inc.WBA	George Rollo FairweatherEVP and Global CFO	161,506	—	—	161,506	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:19 pm EDT	Walgreens Boots Alliance, Inc.WBA	Alexander W. GourlayCo-Chief Operating Officer	161,506	—	—	161,506	—
Nov 1, 2017 MForm 4 →	Nov 2, 5:19 pm EDT	ZILLOW GROUP, INC.Z AND ZG	Greg M SchwartzChief Business Officer	3,750	—	—	29,504	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:20 pm EDT	Walgreens Boots Alliance, Inc.WBA	Ken MurphyEVP, Chief Commercial Officer	85,126	—	—	85,126	—
Nov 1, 2017 MForm 4 →	Nov 2, 5:20 pm EDT	SolarEdge Technologies IncSEDG	Yoav GalinVP Research and Development	10,000	—	—	25,000	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:21 pm EDT	Walgreens Boots Alliance, Inc.WBA	Marco Patrick Anthony PagniEVP, Global CAO and GC	69,649	—	—	69,649	—
Nov 1, 2017 DForm 4 →	Nov 2, 5:21 pm EDT	PACIFIC CONTINENTAL CORPPCBK	Richard R SawyerChief Financial Officer	1,888	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 2, 5:21 pm EDT	SolarEdge Technologies IncSEDG	Meir AdestVP, Core Technologies	4,000	—	—	27,333	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:22 pm EDT	Walgreens Boots Alliance, Inc.WBA	Kimberly R ScardinoSVP, Global Controller and CAO	24,730	—	—	24,730	—
Oct 31, 2017 MForm 4 →	Nov 2, 5:23 pm EDT	SolarEdge Technologies IncSEDG	Zvi LandoVice President, Global Sales	3,760	—	—	34,573	—
Oct 31, 2017 MForm 4 →	Nov 2, 5:23 pm EDT	NVR INCNVR	Timothy M DonahueDirector	326	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:23 pm EDT	Walgreens Boots Alliance, Inc.WBA	Kathleen Wilson-ThompsonEVP and Global Chief HRO	69,649	—	—	69,649	—
Oct 31, 2017 MForm 4 →	Nov 2, 5:25 pm EDT	SolarEdge Technologies IncSEDG	Rachel PrishkolnikVP General Counsel	3,400	—	—	29,933	—
Oct 31, 2017 MForm 4 →	Nov 2, 5:29 pm EDT	TRUSTCO BANK CORP N YTRST	Michael M OzimekCFO & Senior Vice President	11,100	—	—	1,200	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:29 pm EDT	Yum China Holdings, Inc.YUMC	Shella NgChief Legal Officer, Corp. Sec	25,253	—	—	25,253	—
Oct 31, 2017 MForm 4 →	Nov 2, 5:30 pm EDT	TRUSTCO BANK CORP N YTRST	Robert T CushingExecutive Vice President & COO	75,000	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:31 pm EDT	Yum China Holdings, Inc.YUMC	Johnson HuangGeneral Manager, KFC	20,203	—	—	20,203	—
Oct 31, 2017 MForm 4 →	Nov 2, 5:33 pm EDT	TETRAPHASE PHARMACEUTICALS INCTTPH	Jacques DumasChief ScientificOfficer	8,750	—	—	113,750	—
Nov 1, 2017 MForm 4 →	Nov 2, 5:36 pm EDT	NETGEAR, INCNTGR	Patrick Cs LoChairman and CEO, Director	19,799	—	—	34,286	—
Oct 31, 2017 MForm 4 →	Nov 2, 5:42 pm EDT	TRUSTCO BANK CORP N YTRST	Robert J McCormickPresident & CEO	150,000	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:42 pm EDT	Walgreens Boots Alliance, Inc.WBA	Ornella BarraCo-Chief Operating Officer	161,506	—	—	161,506	—
Nov 1, 2017 MForm 4 →	Nov 2, 5:46 pm EDT	NIKE INCNKE	Mark G ParkerCHAIRMAN, PRESIDENT & CEO, Director	135,000	—	—	405,000	—
Oct 31, 2017 MForm 4 →	Nov 2, 5:50 pm EDT	COBIZ FINANCIAL INCCOBZ	Mary Beth VitaleDirector	2,000	—	—	0	—
Oct 2, 2017 MForm 4 →	Nov 2, 5:55 pm EDT	MAXIM INTEGRATED PRODUCTS INCMXIM	Christopher J NeilSENIOR VP	3,500	—	—	31,500	—	late
Oct 31, 2017 MForm 4 →	Nov 2, 5:55 pm EDT	ESTEE LAUDER COMPANIES INCEL	John DemseyGroup President	22,962	—	—	14,553	—
Nov 1, 2017 MForm 4 →	Nov 2, 5:55 pm EDT	Biohaven Pharmaceutical Holding Co Ltd.BHVN	John TiltonChief Commercial Officer	30,000	—	—	88,792	—
Nov 1, 2017 AForm 4 →	Nov 2, 5:56 pm EDT	ROCKWELL AUTOMATION INCROK	Christopher NardecchiaSVP, Chief Information Officer	5,200	—	—	5,200	—
Oct 31, 2017 MForm 4 →	Nov 2, 5:57 pm EDT	ESTEE LAUDER COMPANIES INCEL	Fabrizio FredaPresident and CEO, Director	42,108	—	—	27,381	—
Nov 1, 2017 MForm 4 →	Nov 2, 5:57 pm EDT	Biohaven Pharmaceutical Holding Co Ltd.BHVN	Kimberly GentileVP of Operations	5,000	—	—	57,500	—
Oct 31, 2017 MForm 4 →	Nov 2, 5:58 pm EDT	ESTEE LAUDER COMPANIES INCEL	Carl P. HaneyEVP-Global R&D	14,195	—	—	4,769	—
Oct 31, 2017 MForm 4 →	Nov 2, 5:58 pm EDT	ESTEE LAUDER COMPANIES INCEL	Sara E MossExec. VP and Gen. Counsel	9,591	—	—	5,962	—
Oct 31, 2017 MForm 4 →	Nov 2, 5:59 pm EDT	ESTEE LAUDER COMPANIES INCEL	Michael O'HareEVP-Global Human Resources	7,732	—	—	5,214	—
Oct 31, 2017 MForm 4 →	Nov 2, 5:59 pm EDT	ESTEE LAUDER COMPANIES INCEL	Gregory PolcerEVP - Global Supply Chain	61,768	—	—	0	—
Oct 31, 2017 MForm 4 →	Nov 2, 6:00 pm EDT	ESTEE LAUDER COMPANIES INCEL	Cedric ProuveGroup President, International	16,652	—	—	10,569	—
Oct 31, 2017 MForm 4 →	Nov 2, 6:00 pm EDT	ESTEE LAUDER COMPANIES INCEL	Tracey Thomas TravisEVP & CFO	15,078	—	—	9,697	—
Oct 31, 2017 MForm 4 →	Nov 2, 6:02 pm EDT	ESTEE LAUDER COMPANIES INCEL	Jane LauderDirector	4,346	—	—	2,981	—
Oct 31, 2017 MForm 4 →	Nov 2, 6:02 pm EDT	ESTEE LAUDER COMPANIES INCEL	William P LauderExecutive Chairman, Director, 10% Owner	10,608	—	—	6,458	—
Oct 31, 2017 CMForm 4 →	Nov 2, 6:03 pm EDT	Okta, Inc.OKTA	Jonathan T RunyanGeneral Counsel and Secretary	193,188	—	—	0	—
Nov 1, 2017 DForm 4 →	Nov 2, 6:04 pm EDT	PACIFIC CONTINENTAL CORPPCBK	Roger S BusseCHIEF EXECUTIVE OFFICER	74,598	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 2, 6:05 pm EDT	RUSH ENTERPRISES INC \TX\RUSH	William M Rusty RushCEO and President, Director, 10% Owner	25,000	—	—	0	—
Oct 31, 2017 MForm 4 →	Nov 2, 6:06 pm EDT	ESTEE LAUDER COMPANIES INCEL	Alexandra C. TrowerEVP - Global Communications	7,720	—	—	4,742	—
Oct 31, 2017 CForm 4 →	Nov 2, 6:09 pm EDT	Taylor Morrison Home CorpTMHC	C. David ConeExecutive Vice President & CFO	35,000	—	—	41,205	—
Nov 1, 2017 AForm 4 →	Nov 2, 6:09 pm EDT	Quanex Building Products CORPNX	Leroy D NosbaumDirector	3,610	—	—	19,656	—
Oct 31, 2017 AForm 4 →	Nov 2, 6:11 pm EDT	Oncobiologics, Inc.ONS	Joe ThomasDirector	25,000	—	—	25,000	—
Nov 1, 2017 AForm 4 →	Nov 2, 6:12 pm EDT	Quanex Building Products CORPNX	Robert R BuckDirector	3,610	—	—	16,545	—
Oct 31, 2017 AForm 4 →	Nov 2, 6:12 pm EDT	Oncobiologics, Inc.ONS	Faisal Ghiath SukhtianDirector	25,000	—	—	25,000	—
Oct 31, 2017 AForm 4 →	Nov 2, 6:13 pm EDT	Oncobiologics, Inc.ONS	Yezan Munther HaddadinDirector	25,000	—	—	25,000	—
Nov 1, 2017 AForm 4 →	Nov 2, 6:13 pm EDT	Quanex Building Products CORPNX	Joseph D RuppDirector	3,610	—	—	23,956	—
Oct 31, 2017 AForm 4 →	Nov 2, 6:13 pm EDT	Oncobiologics, Inc.ONS	Claudio AlbrechtDirector	25,000	—	—	25,000	—
Nov 1, 2017 AForm 4 →	Nov 2, 6:14 pm EDT	Quanex Building Products CORPNX	Susan F DavisDirector	3,610	—	—	23,956	—
Oct 31, 2017 MForm 4 →	Nov 2, 6:15 pm EDT	APARTMENT INVESTMENT & MANAGEMENT COAIV	Terry ConsidineChairman & CEO, Director	202,429	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 2, 6:16 pm EDT	Quanex Building Products CORPNX	Curtis M StevensDirector	3,610	—	—	19,656	—
Nov 1, 2017 MForm 4 →	Nov 2, 6:20 pm EDT	MCKESSON CORPMCK	Kathleen D. McElligottEVP, CIO & CTO	784	—	—	0	—
Oct 31, 2017 JForm 4 →	Nov 2, 6:22 pm EDT	Select Energy Services, Inc.WTTR	SES Legacy Holdings, LLC10% Owner	2,487,029	—	—	35,975,512	—
Oct 31, 2017 AMForm 4 →	Nov 2, 6:23 pm EDT	Quotient LtdQTNT	Zubeen ShroffDirector, 10% Owner	17,973	—	—	5,758	—
Oct 31, 2017 AMForm 4 →	Nov 2, 6:23 pm EDT	Quotient LtdQTNT	Brian McDonoughDirector	19,264	—	—	5,758	—
Oct 31, 2017 AMForm 4 →	Nov 2, 6:25 pm EDT	Quotient LtdQTNT	Thomas A BolognaDirector	19,264	—	—	5,758	—
Oct 31, 2017 AMForm 4 →	Nov 2, 6:29 pm EDT	Quotient LtdQTNT	L John WilkersonDirector, 10% Owner	17,973	—	—	5,758	—
Oct 31, 2017 XForm 4 →	Nov 2, 6:30 pm EDT	GoDaddy Inc.GDDY	Barbara J RechtermanChief Marketing Officer	35,000	—	—	101,047	—
Nov 1, 2017 MForm 4 →	Nov 2, 6:30 pm EDT	UDR, Inc.UDR	Thomas W ToomeyChief Executive Officer, Director	187,751	—	—	0	—
Oct 31, 2017 AMForm 4 →	Nov 2, 6:33 pm EDT	Quotient LtdQTNT	Heino von ProndzynskiDirector	19,264	—	—	5,758	—
Oct 31, 2017 AMForm 4 →	Nov 2, 6:35 pm EDT	Quotient LtdQTNT	Frederick HallsworthDirector	17,973	—	—	5,758	—
Nov 1, 2017 MForm 4 →	Nov 2, 6:35 pm EDT	COHU INCCOHU	James A DonahueDirector	36,750	—	—	0	—
Nov 1, 2017 DForm 4 →	Nov 2, 6:45 pm EDT	PACIFIC CONTINENTAL CORPPCBK	Casey Ray HoganCHIEF OPERATING OFFICER	28,689	—	—	0	—
Oct 31, 2017 AMForm 4 →	Nov 2, 6:53 pm EDT	Quotient LtdQTNT	Sarah A OconnorDirector	19,264	—	—	5,758	—
Oct 4, 2017 AForm 4 →	Nov 2, 6:57 pm EDT	Hewlett Packard Enterprise CoHPE	Henry GomezEVP, CM & CO	1,248	—	—	95,129	—	late
Jul 5, 2017 AForm 4 →	Nov 2, 6:58 pm EDT	Hewlett Packard Enterprise CoHPE	Alan Richard MayEVP, HR	2,096	—	—	86,480	—	late
Jul 5, 2017 AForm 4 →	Nov 2, 6:58 pm EDT	Hewlett Packard Enterprise CoHPE	Antonio F NeriEVP and GM EG	3,880	—	—	155,666	—	late
Apr 5, 2017 AForm 4 →	Nov 2, 6:58 pm EDT	Hewlett Packard Enterprise CoHPE	John F SchultzEVP, GC & SEC	2,830	—	—	95,129	—	late
Jul 5, 2017 AForm 4 →	Nov 2, 6:59 pm EDT	Hewlett Packard Enterprise CoHPE	Timothy C. StonesiferEVP & CFO	2,718	—	—	138,369	—	late
Oct 4, 2017 AForm 4 →	Nov 2, 6:59 pm EDT	Hewlett Packard Enterprise CoHPE	Margaret C WhitmanCEO, Director	6,038	—	—	449,704	—	late
Oct 31, 2017 MForm 4 →	Nov 2, 7:09 pm EDT	SKYWEST INCSKYW	Wade J SteelChief Commercial Officer	24,707	—	—	13,852	—
Oct 31, 2017 MForm 4 →	Nov 2, 7:11 pm EDT	SKYWEST INCSKYW	Russell A ChildsPresident & CEO, Director	9,929	—	—	0	—
Nov 1, 2017 DForm 4 →	Nov 2, 7:21 pm EDT	PACIFIC CONTINENTAL CORPPCBK	Rachel UlrichCHIEF ADMINISTRATIVE OFFICER	14,821	—	—	0	—
Oct 31, 2017 AForm 4 →	Nov 2, 7:22 pm EDT	LINDSAY CORPLNN	David B DowningExecutive Vice President	3,905	—	—	3,905	—
Oct 31, 2017 AForm 4 →	Nov 2, 7:23 pm EDT	LINDSAY CORPLNN	Timothy L HassingerPresident and CEO, Director	19,525	—	—	19,525	—
Oct 31, 2017 AForm 4 →	Nov 2, 7:23 pm EDT	LINDSAY CORPLNN	Brian L KetchamVice President and CFO	3,840	—	—	3,840	—
Oct 31, 2017 AForm 4 →	Nov 2, 7:24 pm EDT	LINDSAY CORPLNN	Randy A WoodPres - Agricultural Irrigation	3,840	—	—	3,840	—
Nov 1, 2017 AForm 4 →	Nov 2, 7:26 pm EDT	NETFLIX INCNFLX	Kelly BennettChief Marketing Officer	905	—	—	905	—
Nov 1, 2017 AForm 4 →	Nov 2, 7:27 pm EDT	NETFLIX INCNFLX	Anne M SweeneyDirector	316	—	—	316	—
Nov 1, 2017 AForm 4 →	Nov 2, 7:27 pm EDT	NETFLIX INCNFLX	Ann MatherDirector	316	—	—	316	—
Nov 1, 2017 AForm 4 →	Nov 2, 7:27 pm EDT	NETFLIX INCNFLX	Jessica NealChief Talent Officer	184	—	—	184	—
Nov 1, 2017 AForm 4 →	Nov 2, 7:28 pm EDT	NETFLIX INCNFLX	David A HymanGeneral Counsel	1,278	—	—	1,278	—
Nov 1, 2017 AForm 4 →	Nov 2, 7:28 pm EDT	NETFLIX INCNFLX	Theodore A SarandosChief Content Officer	11,574	—	—	11,574	—
Nov 1, 2017 AForm 4 →	Nov 2, 7:28 pm EDT	NETFLIX INCNFLX	Leslie J KilgoreDirector	316	—	—	316	—
Nov 1, 2017 AForm 4 →	Nov 2, 7:28 pm EDT	NETFLIX INCNFLX	A George BattleDirector	316	—	—	316	—
Nov 1, 2017 AForm 4 →	Nov 2, 7:29 pm EDT	NETFLIX INCNFLX	Gregory K PetersChief Product Officer	3,578	—	—	3,578	—
Nov 1, 2017 AForm 4 →	Nov 2, 7:29 pm EDT	NETFLIX INCNFLX	Timothy M HaleyDirector	316	—	—	316	—
Nov 1, 2017 AForm 4 →	Nov 2, 7:29 pm EDT	NETFLIX INCNFLX	David B WellsCFO	2,010	—	—	2,010	—
Nov 1, 2017 AForm 4 →	Nov 2, 7:30 pm EDT	NETFLIX INCNFLX	Bradford L SmithDirector	316	—	—	316	—
Nov 1, 2017 AForm 4 →	Nov 2, 7:30 pm EDT	NETFLIX INCNFLX	Jonathan FriedlandChief Communications Officer	658	—	—	658	—
Nov 1, 2017 AForm 4 →	Nov 2, 7:31 pm EDT	NETFLIX INCNFLX	Reed HastingsCEO, Director	22,306	—	—	22,306	—
Nov 1, 2017 AMForm 4 →	Nov 2, 7:31 pm EDT	NETFLIX INCNFLX	Richard N BartonDirector	1,016	—	—	316	—
Oct 31, 2017 AForm 4 →	Nov 2, 7:31 pm EDT	RIGEL PHARMACEUTICALS INCRIGL	Anthony Gregg LapointeDirector	80,000	—	—	80,000	—
Oct 31, 2017 MForm 4 →	Nov 2, 7:37 pm EDT	SVB FINANCIAL GROUPSIVB	Kamran F HusainChief Accounting Officer	2,000	—	—	75	—
Nov 2, 2017 MForm 4 →	Nov 2, 7:40 pm EDT	SALESFORCE COM INCCRM	Keith BlockVice Chairman, Pres. and COO, Director	10,000	—	—	539,260	—
Nov 1, 2017 CForm 4 →	Nov 2, 7:50 pm EDT	MINDBODY, Inc.MB	Richard Lee StollmeyerCEO, Director	17,739	—	—	757,542	—
Oct 31, 2017 MForm 4 →	Nov 2, 7:53 pm EDT	Expedia, Inc.EXPE	Victor KaufmanVice Chairman, Director	62,500	—	—	12,500	—
Nov 1, 2017 DForm 4 →	Nov 2, 7:55 pm EDT	PACIFIC CONTINENTAL CORPPCBK	Mitchell HagstromCHIEF BANKING OFFICER	29,866	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 2, 9:02 pm EDT	Quotient Technology Inc.QUOT	David E SiminoffDirector	6,000	—	—	26,764	—
Nov 1, 2017 XForm 4 →	Nov 2, 9:34 pm EDT	MAGELLAN HEALTH INCMGLN	Mostafa KamalCEO, Magellan Rx Management	1,154	—	—	3,846	—
Nov 1, 2017 XForm 4 →	Nov 2, 9:39 pm EDT	MAGELLAN HEALTH INCMGLN	Daniel N GregoireGeneral Counsel and Secretary	9,369	—	—	15,771	—
Nov 1, 2017 JForm 4 →	Nov 3, 6:06 am EDT	Care.com IncCRCM	CapitalG LP +310% Owner	—	—	—	46,350	—
Nov 2, 2017 MForm 4 →	Nov 3, 9:03 am EDT	GRACO INCGGG	Lee R MitauDirector	8,600	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 3, 9:34 am EDT	EATON VANCE CORPEV	Ann E BermanDirector	8,189	—	—	1,381	—	amended
Nov 1, 2017 AForm 4 →	Nov 3, 9:41 am EDT	EATON VANCE CORPEV	Leo I Higdon Jr.Director	8,189	—	—	1,381	—	amended
Nov 1, 2017 AForm 4 →	Nov 3, 9:47 am EDT	EATON VANCE CORPEV	Richard A Spillane Jr.Director	8,189	—	—	1,381	—	amended
Nov 1, 2017 MForm 4 →	Nov 3, 9:54 am EDT	GARMIN LTDGRMN	Clifton A PemblePresident and CEO, Director	28,220	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 3, 9:54 am EDT	EATON VANCE CORPEV	Dorothy E PuhyDirector	8,189	—	—	1,381	—	amended
Nov 3, 2017 CForm 4 →	Nov 3, 9:55 am EDT	Altair Engineering Inc.ALTR	GC Investments LLC10% Owner	800,000	—	—	5,624,004	—	amended
Nov 3, 2017 CForm 4 →	Nov 3, 9:56 am EDT	Altair Engineering Inc.ALTR	Christ Revocable Trust10% Owner	1,200,000	—	—	8,146,728	—	amended
Nov 3, 2017 MForm 4 →	Nov 3, 9:56 am EDT	Altair Engineering Inc.ALTR	James Ralph ScapaChief Executive Officer, Director, 10% Owner	1,734,996	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 3, 10:01 am EDT	EATON VANCE CORPEV	Winthrop H Smith Jr.Director	8,189	—	—	1,381	—	amended
Nov 3, 2017 CForm 4 →	Nov 3, 10:01 am EDT	Altair Engineering Inc.ALTR	George J Christ10% Owner	2,000,000	—	—	5,624,004	—	amended
Nov 2, 2017 MForm 4 →	Nov 3, 10:16 am EDT	SMITH A O CORPAOS	Charles T LauberSVP, Strategy & Corporate Dev.	7,594	—	—	15,786	—
Nov 1, 2017 AForm 4 →	Nov 3, 10:17 am EDT	TORO COTTC	Robert C BuhrmasterDirector	3,846	—	—	3,846	—
Nov 2, 2017 MForm 4 →	Nov 3, 10:20 am EDT	ESTEE LAUDER COMPANIES INCEL	Richard F ZanninoDirector	19,312	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 3, 10:26 am EDT	COGNEX CORPCGNX	Sheila Marie DiPalmaSVP, CES & Treasurer	50,000	—	—	50,000	—
Oct 30, 2017 CForm 4 →	Nov 3, 10:30 am EDT	AETHLON MEDICAL INCAEMD	James B FrakesChief Financial Officer	3,250	—	—	36,568	—	late
Oct 30, 2017 CForm 4 →	Nov 3, 10:31 am EDT	AETHLON MEDICAL INCAEMD	James A JoyceChairman, CEO, Secretary, Director	39,625	—	—	437,564	—	late
Oct 30, 2017 CForm 4 →	Nov 3, 10:33 am EDT	AETHLON MEDICAL INCAEMD	Rodney S KenleyPresident, Director	3,250	—	—	35,435	—	late
Nov 1, 2017 AForm 4 →	Nov 3, 10:33 am EDT	TORO COTTC	Janet Katherine CooperDirector	3,846	—	—	3,846	—
Nov 1, 2017 AForm 4 →	Nov 3, 10:38 am EDT	TORO COTTC	Gary Lee EllisDirector	3,846	—	—	3,846	—
Nov 1, 2017 AForm 4 →	Nov 3, 10:43 am EDT	TORO COTTC	Jeffrey M EttingerDirector	3,846	—	—	3,846	—
Nov 1, 2017 AForm 4 →	Nov 3, 10:48 am EDT	TORO COTTC	Katherine J HarlessDirector	3,846	—	—	3,846	—
Nov 1, 2017 AForm 4 →	Nov 3, 10:51 am EDT	TORO COTTC	D Christian KochDirector	3,846	—	—	3,846	—
Nov 1, 2017 AForm 4 →	Nov 3, 10:55 am EDT	TORO COTTC	James Calvin O'RourkeDirector	3,846	—	—	3,846	—
Nov 1, 2017 AForm 4 →	Nov 3, 11:02 am EDT	TORO COTTC	Christopher A TwomeyDirector	3,846	—	—	3,846	—
Nov 1, 2017 AForm 4 →	Nov 3, 11:07 am EDT	TORO COTTC	Gregg W SteinhafelDirector	3,846	—	—	3,846	—
Nov 1, 2017 MForm 4 →	Nov 3, 11:12 am EDT	3M COMMM	Joaquin DelgadoExecutive Vice President	26,936	—	—	20,454	—
Nov 1, 2017 MForm 4 →	Nov 3, 11:17 am EDT	HUNTINGTON BANCSHARES INC/MDHBAN	Paul G HellerSr. EVP & Chief Technology Off	147,845	—	—	0	—
Nov 2, 2017 MForm 4 →	Nov 3, 11:19 am EDT	COGNEX CORPCGNX	Robert WillettCEO& President	100,000	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 11:28 am EDT	3M COMMM	Khandpur K AshishSr. VP, Chief Tech. Officer	4,004	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 11:35 am EDT	SVB FINANCIAL GROUPSIVB	Michael DescheneauxPresident, Silicon Valley Bank	1,500	—	—	0	—
Nov 2, 2017 MForm 4 →	Nov 3, 11:51 am EDT	DEERE & CODE	Max A GuinnPresident, WW C&F, Lbr Rltns	8,551	—	—	0	—
Nov 2, 2017 MForm 4 →	Nov 3, 12:51 pm EDT	CIMPRESS N.V.CMPR	Mark ThomasDirector	8,201	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 1:09 pm EDT	AMERICAN EXPRESS COAXP	James Peter BushPresident, GNICS	16,000	—	—	54,108	—
Nov 3, 2017 AForm 4 →	Nov 3, 1:24 pm EDT	WILLIAMS PARTNERS L.P.WPZ	WILLIAMS COMPANIES INC +1Director, 10% Owner	269,335	—	—	17,853,088	—
Nov 1, 2017 MForm 4 →	Nov 3, 1:24 pm EDT	HUNTINGTON BANCSHARES INC/MDHBAN	Helga HoustonSenior Exec. V. P.	226,391	—	—	0	—
Nov 1, 2017 CForm 4 →	Nov 3, 1:30 pm EDT	Camping World Holdings, Inc.CWH	Crestview Partners II GP, L.P. +6Director, 10% Owner	678,331	—	—	15,581,230	—
Nov 1, 2017 MForm 4 →	Nov 3, 1:30 pm EDT	CADENCE DESIGN SYSTEMS INCCDNS	Roger S SiboniDirector	18,000	—	—	5,000	—
Nov 1, 2017 MForm 4 →	Nov 3, 1:30 pm EDT	GENERAL DYNAMICS CORPGD	John Patrick CaseyExecutive Vice President	34,945	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 3, 1:40 pm EDT	EATON VANCE CORPEV	Laurie G HyltonChief Financial Officer	34,840	—	—	34,840	—
Oct 11, 2017 DForm 4 →	Nov 3, 1:49 pm EDT	Perfumania Holdings, Inc.PERF	Rene Garcia +910% Owner	1,241,726	—	—	0	—	late
Oct 11, 2017 DForm 4 →	Nov 3, 1:49 pm EDT	Perfumania Holdings, Inc.PERF	Rene Garcia +310% Owner	1,241,726	—	—	0	—	late
Nov 1, 2017 AForm 4 →	Nov 3, 1:51 pm EDT	EATON VANCE CORPEV	Thomas E Faust Jr.CEO, Director	233,440	—	—	233,440	—
Nov 1, 2017 AForm 4 →	Nov 3, 1:56 pm EDT	aTYR PHARMA INCLIFE	Sanjay ShuklaPresident and CEO	450,000	—	—	450,000	—
Nov 1, 2017 AForm 4 →	Nov 3, 1:59 pm EDT	EATON VANCE CORPEV	Matthew J WitkosOther	79,660	—	—	79,660	—
Nov 1, 2017 AForm 4 →	Nov 3, 2:06 pm EDT	EATON VANCE CORPEV	Payson F SwaffieldOther	130,720	—	—	130,720	—
Nov 1, 2017 AForm 4 →	Nov 3, 2:10 pm EDT	EATON VANCE CORPEV	Edward J. PerkinChief Equity Inv. Officer	26,240	—	—	26,240	—
Nov 1, 2017 MForm 4 →	Nov 3, 2:11 pm EDT	NU SKIN ENTERPRISES INCNUS	Ryan S NapierskiPresident	11,667	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 3, 2:14 pm EDT	F5 NETWORKS INCFFIV	Stephen McMillanEVP of Global Services	29,022	—	—	29,022	—
Nov 1, 2017 AForm 4 →	Nov 3, 2:15 pm EDT	EATON VANCE CORPEV	Frederick S MariusChief Legal Officer	20,840	—	—	20,840	—
Nov 1, 2017 AForm 4 →	Nov 3, 2:16 pm EDT	F5 NETWORKS INCFFIV	Kara Lynn SpragueSr. VP, General Manager of ADC	19,901	—	—	19,901	—
Nov 1, 2017 MForm 4 →	Nov 3, 2:19 pm EDT	F5 NETWORKS INCFFIV	Edward Julian EamesEVP, Chief Operations Officer	10,288	—	—	0	—
Nov 1, 2017 AMForm 4 →	Nov 3, 2:24 pm EDT	F5 NETWORKS INCFFIV	Benjamin GibsonEVP, Chief Marketing Officer	13,377	—	—	11,609	—
Nov 1, 2017 AMForm 4 →	Nov 3, 2:29 pm EDT	F5 NETWORKS INCFFIV	Francois Locoh-DonouPresident, CEO & Director, Director	24,152	—	—	18,888	—
Nov 1, 2017 AMForm 4 →	Nov 3, 2:32 pm EDT	F5 NETWORKS INCFFIV	John D DiLulloEVP, Worldwide Sales	13,523	—	—	7,392	—
Nov 1, 2017 MForm 4 →	Nov 3, 2:34 pm EDT	OLIN CORPOLN	John E. FischerChairman, President & CEO, Director	45,833	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 3, 2:35 pm EDT	EATON VANCE CORPEV	Brian D. LangstraatDirector	131,320	—	—	131,320	—
Nov 1, 2017 AMForm 4 →	Nov 3, 2:38 pm EDT	F5 NETWORKS INCFFIV	Scot Frazier RogersEVP and General Counsel	10,530	—	—	6,024	—
Nov 1, 2017 MForm 4 →	Nov 3, 2:38 pm EDT	OLIN CORPOLN	Dolores J EnnicoVP, Human Resources	15,000	—	—	0	—
Nov 1, 2017 AMForm 4 →	Nov 3, 2:47 pm EDT	F5 NETWORKS INCFFIV	Andrew ReinlandEVP, Chief Financial Officer	13,352	—	—	7,392	—
Nov 1, 2017 AForm 4 →	Nov 3, 2:50 pm EDT	SMARTFINANCIAL INC.SMBK	Steven B. TuckerDirector	11,333	—	—	11,333	—	amended
Nov 1, 2017 MForm 4/A →	Nov 3, 2:53 pm EDT	COGNEX CORPCGNX	jeffrey benjamin millerDirector	7,500	—	—	7,500	—
Nov 1, 2017 AMForm 4 →	Nov 3, 2:57 pm EDT	F5 NETWORKS INCFFIV	Ryan C. KearnyCTO& EVP, Product & Technology	7,071	—	—	6,219	—
Nov 1, 2017 MForm 4 →	Nov 3, 3:02 pm EDT	SYNNEX CORPSNX	Thomas S. WursterDirector	300	—	—	9,400	—
Oct 26, 2017 AForm 4 →	Nov 3, 3:04 pm EDT	Flux Power Holdings, Inc.FLUX	James GevargesDirector	30,000	—	—	30,000	—	late
Nov 1, 2017 DMForm 4 →	Nov 3, 3:10 pm EDT	CORNING INC /NYGLW	Mark S RogusOther	24,315	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 3, 3:13 pm EDT	NETFLIX INCNFLX	Jay C HoagDirector	316	—	—	316	—
Nov 3, 2017 MForm 4 →	Nov 3, 3:13 pm EDT	SCHWAB CHARLES CORPSCHW	David R GarfieldEVP and General Counsel	75,629	—	—	11,690	—
Nov 1, 2017 MForm 4 →	Nov 3, 3:16 pm EDT	TESCO CORPTESO	Brian Timothy KellyVP, General Counsel, Corp. Sec	5,000	—	—	10,000	—
Nov 1, 2017 MForm 4 →	Nov 3, 3:22 pm EDT	TESCO CORPTESO	Fernando Rafael AssingPresident & CEO, Director	31,000	—	—	62,000	—
Nov 1, 2017 MForm 4 →	Nov 3, 3:24 pm EDT	TESCO CORPTESO	Christopher L BooneSVP, CFO	10,333	—	—	20,667	—
Nov 1, 2017 MForm 4 →	Nov 3, 3:24 pm EDT	TESCO CORPTESO	Roy McNivenVice President, TCUS	4,666	—	—	9,334	—
Nov 2, 2017 MForm 4 →	Nov 3, 3:27 pm EDT	OSHKOSH CORPOSK	R Scott GrennierSenior VP and Treasurer	9,000	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 3, 3:37 pm EDT	SMARTFINANCIAL INC.SMBK	Robert Wade Kuhn Jr.Regional President - SmartBank	34,000	—	—	17,000	—
Nov 3, 2017 MForm 4 →	Nov 3, 3:47 pm EDT	AMPHENOL CORP /DE/APH	Diana G ReardonDirector	28,000	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 3:49 pm EDT	TESCO CORPTESO	Rose M RobesonDirector	5,266	—	—	10,534	—
Sep 29, 2017 MForm 4 →	Nov 3, 3:50 pm EDT	Proto Labs IncPRLB	Robert BodorVP/General Manager-Americas	5,891	—	—	7,564	—	late
Nov 1, 2017 MForm 4 →	Nov 3, 3:51 pm EDT	TESCO CORPTESO	Michael W SutherlinDirector	6,933	—	—	13,867	—
Nov 1, 2017 MForm 4 →	Nov 3, 3:51 pm EDT	TESCO CORPTESO	Douglas GreeningVice President	5,666	—	—	11,334	—
Nov 1, 2017 MForm 4 →	Nov 3, 3:58 pm EDT	TESCO CORPTESO	Michael NiedermaierVice President	5,666	—	—	11,334	—
Nov 1, 2017 MForm 4 →	Nov 3, 3:58 pm EDT	TESCO CORPTESO	Raymond Vance QC MilliganDirector	5,266	—	—	10,534	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.