SEC Form 4 · accession 0001498068-17-000079
American Renal Associates Holdings, Inc. · ARA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Don E Williamson
Officer — EVP, Chief Operating Officer
Period of report
Oct 31, 2017
Accepted (ET)
Nov 2, 2017 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001498068
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2017 | A | 26,450 | $0.00 | A | 48,168 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy Common Stock)F2 | $12.13 | Oct 31, 2017 | A | 53,020 | A | — | Oct 31, 2027 | Common Stock | 53,020 | 53,020 | D |
Explanation of responses
- F1Reflects grant of restricted stock that vests in three equal annual installments beginning on October 31, 2018.
- F2An option that vests in three equal annual installments beginning on October 31, 2018.