SEC Form 4 · accession 0001628280-17-010671

FORESCOUT TECHNOLOGIES, INC · FSCT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Oct 31, 2017

Accepted (ET)

Nov 2, 2017 · 4:05 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001145057

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2,F3	Oct 31, 2017	C	500,975	—	A	575,856	I	See footnote
Common Stock^F1,F2,F4	Oct 31, 2017	C	101,810	—	A	117,027	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series F Convertible Preferred Stock^F3,F1	—	Oct 31, 2017	C	89,841	D	—	—	Common Stock	89,841	I
Series F Convertible Preferred Stock^F4,F1	—	Oct 31, 2017	C	18,258	D	—	—	Common Stock	18,258	I
Series G Convertible Preferred Stock^F3,F2	—	Oct 31, 2017	C	411,134	D	—	—	Common Stock	411,134	I
Series G Convertible Preferred Stock^F4,F2	—	Oct 31, 2017	C	83,552	D	—	—	Common Stock	83,552	I

F1The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
F2Subject to certain adjustments, the Series G Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
F3The reported shares are held of record by Aspect Ventures, L.P. ("Aspect Ventures"). As a managing partner of Aspect Ventures Management, LLC ("Aspect Management"), the general partner of Aspect Ventures, the reporting person shares voting and dispositive power with respect to the shares held by Aspect Ventures. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of any individual pecuniary interest therein.
F4The reported shares are held of record by Aspect Ventures 1-A, L.P. ("Aspect 1-A"). As a managing partner of Aspect Management, the general partner of Aspect 1-A, the reporting person shares voting and dispositive power with respect to the shares held by Aspect 1-A. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of any individual pecuniary interest therein.