Form4insider filings, from the source

SEC Form 4 · accession 0001209191-17-059072

Perfumania Holdings, Inc. · PERF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Rene Garcia
10% Owner · Other
JM-CO Capital Fund, LLC
10% Owner · Other
Carolina Marie Garcia Pirez
10% Owner · Other
Victor R. Garcia
10% Owner · Other
Premier Trust, Inc.
10% Owner · Other
Period of report
Oct 11, 2017
Accepted (ET)
Nov 3, 2017 · 1:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880460

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common Stock, $0.01 par valueF2Oct 11, 2017D8,362,032$0.00D0IBy LLC
Common Stock, $0.01 par valueF3,F4Oct 11, 2017A1,000—A1,000IBy LLC
Common Stock, $0.01 par valueF5,F6Oct 11, 2017D830,236$0.00D0D
Common Stock, $0.01 par valueOct 11, 2017D17,257$0.00D0D
Common Stock, $0.01 par valueF7Oct 11, 2017D101,333$0.00D0D
Common Stock, $0.01 par valueF8Oct 11, 2017D227,847$0.00D0D
Common Stock, $0.01 par valueF9Oct 11, 2017D121,615$0.00D0D
Common Stock, $0.01 par valueF10Oct 11, 2017D121,615$0.00D0D
Common Stock, $0.01 par valueF11Oct 11, 2017D121,615$0.00D0D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Warrants (right to purchase)$23.94Oct 11, 2017D72,738DAug 11, 2008Aug 11, 2018Common Stock, $0.01 par value72,7380D
Warrants (right to purchase)F7$8.00Oct 11, 2017D170,666DApr 18, 2012Dec 18, 2017Common Stock, $0.01 par value170,6660D
Warrants (right to purchase)F7$23.94Oct 11, 2017D26,997DAug 11, 2008Aug 11, 2018Common Stock, $0.01 par value26,9970D
Warrants (right to purchase)F7$8.00Oct 11, 2017D191,999DApr 18, 2012Apr 18, 2020Common Stock, $0.01 par value191,9990D
Warrants (right to purchase)F8$8.00Oct 11, 2017D170,666DApr 18, 2012Dec 18, 2017Common Stock, $0.01 par value170,6660D
Warrants (right to purchase)F8$23.94Oct 11, 2017D26,997DAug 11, 2008Aug 11, 2018Common Stock, $0.01 par value26,9970D
Warrants (right to purchase)F8$8.00Oct 11, 2017D192,000DApr 18, 2012Apr 18, 2020Common Stock, $0.01 par value192,0000D
Warrants (right to purchase)F9$8.00Oct 11, 2017D170,666DApr 18, 2012Dec 18, 2017Common Stock, $0.01 par value170,6660D
Warrants (right to purchase)F9$23.94Oct 11, 2017D26,997DAug 11, 2008Aug 11, 2018Common Stock, $0.01 par value26,9970D
Warrants (right to purchase)F9$8.00Oct 11, 2017D192,000DApr 18, 2012Apr 18, 2020Common Stock, $0.01 par value192,0000D

Explanation of responses

Remarks

The individuals and entities listed in notes above may be deemed to form a "group", as such term is defined in Rule 13d-5(b)(1) promulgated under the Securities Exchange Act of 1934, for purposes of this filing. This filing shall not be deemed as an admission by any such person that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement. Each such person disclaims beneficial ownership of the reported securities except to the extent of such person's pecuniary interest, if any, therein. This is the first of two Form 4 filings made on the same date as the number of Reporting Persons exceeds the Form 4 limit. Additional Reporting Persons are listed on the second Form 4.