SEC Form 4 · accession 0001321646-17-000147
Kraton Corp · KRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Michael Fogarty
Officer — President and CEO · Director
Period of report
Nov 1, 2017
Accepted (ET)
Nov 2, 2017 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2017 | M | 81,430 | $13.512 | A | 278,119 | D | |
| Common StockF1 | Nov 1, 2017 | S | 81,430 | $49.09 | D | 196,689 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Options (Right to Buy)F2 | $13.512 | Nov 1, 2017 | M | 81,430 | D | — | Jun 19, 2018 | Common Stock | 81,430 | 0 | D |
Explanation of responses
- F1The price in column 4 is a weighted average. The prices actually received ranged from $48.80 to $49.36. For all transactions reported in this Form 4 utilizing a weighted averaged price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F2The options became exerciseable in equal installments on each of the first three anniversaries of June 19, 2008.