SEC Form 4 · accession 0001209191-17-058900
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oliver K. Mihm
Officer — Regional President - EMEA
Period of report
Oct 31, 2017
Accepted (ET)
Nov 2, 2017 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Oct 31, 2017 | M | 1,312 | $41.84 | A | 6,235 | D | |
| Common Stock, $.01 par value | Oct 31, 2017 | M | 1,312 | $45.35 | A | 7,547 | D | |
| Common Stock, $.01 par value | Oct 31, 2017 | M | 1,312 | $45.445 | A | 8,859 | D | |
| Common Stock, $.01 par value | Oct 31, 2017 | M | 1,700 | $44.477 | A | 10,559 | D | |
| Common Stock, $.01 par value | Oct 31, 2017 | M | 1,700 | $41.012 | A | 12,259 | D | |
| Common Stock, $.01 par value | Oct 31, 2017 | M | 1,700 | $38.02 | A | 13,959 | D | |
| Common Stock, $.01 par value | Oct 31, 2017 | M | 1,750 | $38.938 | A | 15,709 | D | |
| Common Stock, $.01 par value | Oct 31, 2017 | M | 1,750 | $44.395 | A | 17,459 | D | |
| Common Stock, $.01 par value | Oct 31, 2017 | M | 1,750 | $37.123 | A | 19,209 | D | |
| Common Stock, $.01 par value | Oct 31, 2017 | M | 875 | $34.77 | A | 20,084 | D | |
| Common Stock, $.01 par value | Oct 31, 2017 | M | 1,312 | $34.22 | A | 21,396 | D | |
| Common Stock, $.01 par valueF1 | Oct 31, 2017 | S | 13,680 | $61.5747 | D | 7,716 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF2 | $41.84 | Oct 31, 2017 | M | 1,312 | D | — | Apr 25, 2026 | Common Stock | 1,312 | 1,313 | D |
| Options to BuyF2 | $45.35 | Oct 31, 2017 | M | 1,312 | D | — | Jul 25, 2026 | Common Stock | 1,312 | 1,313 | D |
| Options to BuyF2 | $45.445 | Oct 31, 2017 | M | 1,312 | D | — | Oct 31, 2026 | Common Stock | 1,312 | 1,313 | D |
| Options to BuyF2 | $44.477 | Oct 31, 2017 | M | 1,700 | D | — | Apr 22, 2024 | Common Stock | 1,700 | 0 | D |
| Options to BuyF2 | $41.012 | Oct 31, 2017 | M | 1,700 | D | — | Jul 21, 2024 | Common Stock | 1,700 | 0 | D |
| Options to BuyF2 | $38.02 | Oct 31, 2017 | M | 1,700 | D | — | Oct 27, 2024 | Common Stock | 1,700 | 0 | D |
| Options to BuyF2 | $38.938 | Oct 31, 2017 | M | 1,750 | D | — | Jan 26, 2025 | Common Stock | 1,750 | 0 | D |
| Options to BuyF2 | $44.395 | Oct 31, 2017 | M | 1,750 | D | — | Apr 27, 2025 | Common Stock | 1,750 | 0 | D |
| Options to BuyF2 | $37.123 | Oct 31, 2017 | M | 1,750 | D | — | Jul 27, 2025 | Common Stock | 1,750 | 0 | D |
| Options to BuyF2 | $34.77 | Oct 31, 2017 | M | 875 | D | — | Nov 2, 2025 | Common Stock | 875 | 875 | D |
| Options to BuyF2 | $34.22 | Oct 31, 2017 | M | 1,312 | D | — | Jan 25, 2026 | Common Stock | 1,312 | 1,313 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $61.495 to $61.65 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.