SEC Form 4 · accession 0001028734-17-000144
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Beth Vitale
Director
Period of report
Oct 31, 2017
Accepted (ET)
Nov 2, 2017 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2017 | M | 2,000 | $7.22 | A | 2,715 | D | |
| Common StockF1 | Oct 31, 2017 | S | 2,000 | $20.5891 | D | 715 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $7.22 | Oct 31, 2017 | M | 2,000 | D | May 18, 2011 | May 18, 2018 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Average sales price with a range of $20.56 to $20.61.