SEC Form 4 · accession 0001209191-17-059102
OLIN Corp · OLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dolores J Ennico
Officer — VP, Human Resources
Period of report
Nov 1, 2017
Accepted (ET)
Nov 3, 2017 · 2:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000074303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $1 par value | Nov 1, 2017 | M | 15,000 | $15.68 | A | 51,989 | D | |
| Common Stock $1 par value | Nov 1, 2017 | S | 15,000 | $36.80 | D | 36,989 | D | |
| Common Stock $1 par valueF1 | holding | — | — | — | 5,213 | I | By ESOP Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F2 | $15.68 | Nov 1, 2017 | M | 15,000 | D | Feb 5, 2011 | Feb 4, 2020 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1The figure represents shares of Olin Common Stock held under the Olin Common Stock Fund of the Olin Corporation Contributing Employee Ownership Plan (CEOP), a tax conditioned plan reflecting transactions exempt under Rule 16b-3, as reported by the CEOP Plan Administrator as of September 30, 2017.
- F2The option vested in three equal annual installments on February 5, 2011, 2012 and 2013.