SEC Form 4 · accession 0001225208-17-016825
JOHNSON & JOHNSON · JNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paulus Stoffels
Officer — Exec VP, Chief Scientific Off
Period of report
Oct 31, 2017
Accepted (ET)
Nov 2, 2017 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000200406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2017 | M | 75,492 | $0.00 | A | 203,142 | D | |
| Common StockF1 | Oct 31, 2017 | F | 34,742 | $139.54 | D | 168,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF2 | — | Oct 31, 2017 | M | 75,492 | D | Oct 31, 2017 | — | Common Stock | 75,492 | 0 | D |
Explanation of responses
- F1Shares withheld for payment of taxes upon vesting of Restricted Share Units.
- F2Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on October 31, 2014, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.