SEC Form 4 · accession 0000775158-17-000143
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Scott Grennier
Officer — Senior VP and Treasurer
Period of report
Nov 2, 2017
Accepted (ET)
Nov 3, 2017 · 3:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2017 | M | 4,100 | $47.33 | A | 7,854 | D | |
| Common StockF1 | Nov 2, 2017 | S | 4,100 | $88.04 | D | 3,754 | D | |
| Common Stock | Nov 2, 2017 | M | 4,900 | $46.94 | A | 8,654 | D | |
| Common Stock | Nov 2, 2017 | S | 4,900 | $87.81 | D | 3,754 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF2,F3 | $47.33 | Nov 2, 2017 | M | 4,100 | D | — | Sep 16, 2020 | Common Stock | 4,100 | 0 | D |
| OptionsF2,F4 | $46.94 | Nov 2, 2017 | M | 4,900 | D | — | Sep 15, 2021 | Common Stock | 4,900 | 0 | D |
Explanation of responses
- F1Represents weighted average price. Individual sales by lot ranged from $88.03 to $88.08. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- F2Option (right to buy) granted pursuant to the Company's Stock Plan.
- F3Options vest in one-third (1/3) annual increments commencing on 9/16/2014.
- F4Options vest in one-third (1/3) annual increments commencing on 9/15/2015.