SEC Form 4 · accession 0001127602-17-031145
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joaquin Delgado
Officer — Executive Vice President
Period of report
Nov 1, 2017
Accepted (ET)
Nov 3, 2017 · 11:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2017 | S | 600 | $230.445 | D | 34,296 | D | |
| Common Stock | Nov 1, 2017 | S | 100 | $230.455 | D | 34,196 | D | |
| Common StockF1 | Nov 1, 2017 | S | 500 | $230.46 | D | 33,696 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $78.72 | Nov 1, 2017 | M | 26,936 | D | Feb 9, 2011 | Feb 7, 2020 | Common Stock | 26,936 | 20,454 | D |
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.
Remarks
4 of 4