SEC Form 4 · accession 0001209191-17-058881
MOBILEIRON, INC. · MOBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Randolph
Officer — SVP, Worldwide Sales
Period of report
Oct 31, 2017
Accepted (ET)
Nov 2, 2017 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001470099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2017 | A | 275,000 | $0.00 | A | 275,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $3.85 | Oct 31, 2017 | A | 100,000 | A | — | Oct 30, 2027 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Represents restricted stock units ("RSUs"). The RSUs vest ratably over four years with 25% of the total number of RSUs vesting on November 20, 2018 and the remaining shares at a rate of 1/16th of the total number of RSUs on each Quarterly Vesting Date (February 20, May 20, August 20 and November 20 of each year), subject to continued employment on each vesting date.
- F2The Option Shares vest as to 25% on the one-year anniversary of October 30, 2017 and the remaining shares shall vest ratably thereafter at 1/48th of the total number of Option Shares at the end of each one-month period, subject to continued employment on each vesting date.