SEC Form 4 · accession 0001209191-17-059060
CIMPRESS plc · CMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Thomas
Director
Period of report
Nov 2, 2017
Accepted (ET)
Nov 3, 2017 · 12:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Nov 2, 2017 | M | 5,758 | $54.46 | A | 29,377 | D | |
| Ordinary Shares | Nov 2, 2017 | M | 2,443 | $40.99 | A | 31,820 | D | |
| Ordinary Shares | Nov 2, 2017 | S | 15,025 | $120.00 | D | 16,795 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option (right to buy)F2 | $54.46 | Nov 2, 2017 | M | 5,758 | D | Feb 17, 2010 | Nov 17, 2019 | Ordinary Shares | 5,758 | 0 | D |
| Share Option (right to buy)F2 | $40.99 | Nov 2, 2017 | M | 2,443 | D | Feb 12, 2011 | Nov 12, 2020 | Ordinary Shares | 2,443 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on January 30, 2017.
- F2The option vested at a rate of 8.33% of the original number of ordinary shares each successive three-month period following the grant date until the third anniversary of the grant date.