SEC Form 4 · accession 0001065280-17-000217
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N Barton
Director
Period of report
Nov 1, 2017
Accepted (ET)
Nov 2, 2017 · 7:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2017 | M | 350 | $19.2729 | A | 7,362 | D | |
| Common StockF1 | Nov 1, 2017 | S | 350 | $197.24 | D | 7,012 | D | |
| Common StockF1 | Nov 2, 2017 | M | 350 | $19.2729 | A | 7,362 | D | |
| Common StockF1 | Nov 2, 2017 | S | 350 | $197.51 | D | 7,012 | D | |
| Common StockF2 | holding | — | — | — | 20,000 | I | By Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $19.2729 | Nov 1, 2017 | M | 350 | D | Sep 1, 2010 | Sep 1, 2020 | Common Stock | 350 | 1,178 | D |
| Non-Qualified Stock Option (right to buy)F1 | $19.2729 | Nov 2, 2017 | M | 350 | D | Sep 1, 2010 | Sep 1, 2020 | Common Stock | 350 | 828 | D |
| Non-Qualified Stock Option (right to buy) | $198.00 | Nov 1, 2017 | A | 316 | A | Nov 1, 2017 | Nov 1, 2027 | Common Stock | 316 | 316 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F2As trustee of the Barton Family Foundation